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FMK

First Trust Mega Cap AlphaDEX Fund

Delisted

FMK was delisted on the 11th of December, 2020.

22 hedge funds and large institutions have $9.07M invested in First Trust Mega Cap AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 7

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

4% less funds holding

Funds holding: 2322 (-1)

23% less capital invested

Capital invested by funds: $11.8M → $9.07M (-$2.69M)

Holders
22
Holders Change
-1
Holders Change %
-4.35%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Deutsche Bank
1
Deutsche Bank
Germany
$1.8M
LPL Financial
2
LPL Financial
California
$1.6M +$138K +3,935 +10%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1.19M -$510K -14,519 -30%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$990K +$78.7K +2,243 +9%
BFEC
5
Benjamin F. Edwards & Company
Missouri
$750K -$133K -3,784 -15%
Goldman Sachs
6
Goldman Sachs
New York
$566K
CWS
7
Cypress Wealth Services
California
$543K +$21.1K +600 +4%
PAG
8
Private Advisor Group
New Jersey
$248K +$9.62K +274 +4%
Morgan Stanley
9
Morgan Stanley
New York
$242K +$1.05K +30 +0.4%
LFAS
10
Level Four Advisory Services
Texas
$211K +$207K +5,903 New
NWM
11
Northwest Wealth Management
Iowa
$205K -$19.6K -558 -9%
AG
12
Advisor Group
Arizona
$164K -$192K -5,475 -54%
UBS Group
13
UBS Group
Switzerland
$147K -$102K -2,892 -41%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$143K +$5.62K +160 +4%
Wells Fargo
15
Wells Fargo
California
$87K -$102K -2,905 -55%
Bank of America
16
Bank of America
North Carolina
$81K -$92.5K -2,635 -54%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$62K +$175 +5 +0.3%
AF
18
Advisornet Financial
Minnesota
$10K +$10.1K +287 New
PFGIA
19
Patriot Financial Group Insurance Agency
Massachusetts
$8K +$8.04K +229 New
SPIA
20
Steward Partners Investment Advisory
New York
$8K +$8.85K +252 New
GRP
21
Global Retirement Partners
California
$7K +$7.02K +200 +20,000%
Jane Street
22
Jane Street
New York
-$1.58M -45,510 Closed
Citadel Advisors
23
Citadel Advisors
Florida
-$611K -17,530 Closed
CWA
24
Clarus Wealth Advisors
Arizona
-$35K -1,000 Closed
LFA
25
Legacy Financial Advisors
Kentucky
-$22K -630 Closed

FMK Hedge Fund Activity: Q2 2019 in Review

22 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Mega Cap AlphaDEX Fund (FMK) for Q2 2019, worth a combined $9.07M — down 23% from $11.8M a quarter earlier.

Fund positioning in FMK was balanced in Q2 2019: 4 funds opened new positions, 4 closed out, 8 added to existing stakes and 7 trimmed.

The largest buyer was Level Four Advisory Services, opening a new position worth an estimated $207K. The largest seller was Jane Street, exiting entirely with an estimated $1.58M sold.

  • 22 institutional investors held First Trust Mega Cap AlphaDEX Fund (FMK) as of Q2 2019, down from 23 in Q1 2019.
  • Funds reported $9.07M of First Trust Mega Cap AlphaDEX Fund stock for Q2 2019, down 23% quarter-over-quarter.
  • 4 funds opened new First Trust Mega Cap AlphaDEX Fund positions in Q2 2019 and 4 closed out, a net change of 0 holders.
  • The largest First Trust Mega Cap AlphaDEX Fund buyer in Q2 2019 was Level Four Advisory Services, an estimated $207K added.
  • The largest First Trust Mega Cap AlphaDEX Fund seller in Q2 2019 was Jane Street, an estimated $1.58M sold.

Based on aggregated 13F filings for Q2 2019.