Advisor Group’s First Trust Mega Cap AlphaDEX Fund FMK Stock Holding History

Advisor Group’s Portfolio FMK Stock Details FMK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$116K	Sell	3,000 -1,425	-32%	-$52.8K	﹤0.01%	2825
2019 Q3	$159K	Sell	4,425 -151	-3%	-$5.44K	﹤0.01%	2508
2019 Q2	$164K	Sell	4,576 -5,475	-54%	-$192K	﹤0.01%	2474
2019 Q1	$349K	Sell	10,051 -1,036	-9%	-$35.2K	﹤0.01%	1852
2018 Q4	$355K	Buy	11,087 +10,049	+968%	+$349K	﹤0.01%	1648
2018 Q3	$38K	Buy	1,038 +2	+0.2%	+$72	﹤0.01%	3490
2018 Q2	$36K	Hold	1,036	–	–	﹤0.01%	3363
2018 Q1	$34K	Buy	1,036 +2	+0.2%	+$69	﹤0.01%	3355
2017 Q4	$34K	Buy	1,034 +2	+0.2%	+$66	﹤0.01%	3358
2017 Q3	$33K	Buy	1,032 +1	+0.1%	+$31	﹤0.01%	3252
2017 Q2	$31K	Buy	1,031 +1	+0.1%	+$29	﹤0.01%	3183
2017 Q1	$31K	Buy	1,030 +2	+0.2%	+$58	﹤0.01%	3066
2016 Q4	$29K	Buy	1,028 +2	+0.2%	+$55	﹤0.01%	3001
2016 Q3	$28K	Hold	1,026	–	–	﹤0.01%	2943
2016 Q2	$26K	Buy	+1,026	New	+$27K	﹤0.01%	2903

Other funds holding FMK

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

CWS

Cypress Wealth Services Palm Desert, California $815M AUM 27.86% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LFAS

Level Four Advisory Services Dallas, Texas $3.05B AUM 23.96% 1-Year Est. Return

Advisor Group's FMK Position: Q4 2019 in Review

Advisor Group reduced its First Trust Mega Cap AlphaDEX Fund (FMK) stake by 32% in Q4 2019, selling an estimated $52.8K and leaving 3,000 shares worth $116K. The position accounts for ﹤0.01% of the portfolio, ranked #2825.

Advisor Group first reported a position in FMK in Q2 2016 and has held it in 15 quarters since. The position peaked at $355K in Q4 2018. 23 funds tracked by Wall St. Rank hold FMK as of Q4 2019.

Advisor Group held 3,000 shares of First Trust Mega Cap AlphaDEX Fund worth $116K as of Q4 2019.
Advisor Group sold 1,425 First Trust Mega Cap AlphaDEX Fund shares in Q4 2019, an estimated $52.8K.
First Trust Mega Cap AlphaDEX Fund made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #2825 holding.
Advisor Group first reported a position in First Trust Mega Cap AlphaDEX Fund in Q2 2016 and has held it in 15 quarters since.
Advisor Group's First Trust Mega Cap AlphaDEX Fund position peaked at $355K in Q4 2018.
23 funds tracked by Wall St. Rank held First Trust Mega Cap AlphaDEX Fund as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.