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FMK

First Trust Mega Cap AlphaDEX Fund

Delisted

FMK was delisted on the 11th of December, 2020.

19 hedge funds and large institutions have $6.66M invested in First Trust Mega Cap AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 4 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% less funds holding

Funds holding: 2319 (-4)

20% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 5

25% less capital invested

Capital invested by funds: $8.88M → $6.66M (-$2.22M)

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
19
Holders Change
-4
Holders Change %
-17.39%
% of All Funds
0.42%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
4
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$1.83M +$619K +17,148 +39%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$984K -$144K -4,001 -11%
Citadel Advisors
3
Citadel Advisors
Florida
$936K +$1.14M +31,458 New
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$615K +$19.2K +532 +3%
Goldman Sachs
5
Goldman Sachs
New York
$472K
PAG
6
Private Advisor Group
New Jersey
$458K +$48.1K +1,333 +9%
CS
7
Credit Suisse
Switzerland
$257K -$77.8K -2,156 -20%
Morgan Stanley
8
Morgan Stanley
New York
$222K -$8.7K -241 -3%
Osaic Holdings
9
Osaic Holdings
Arizona
$203K +$245K +6,784 New
LFAS
10
Level Four Advisory Services
Texas
$201K -$19.3K -534 -7%
SFPG
11
Stonebridge Financial Planning Group
Florida
$192K
Wells Fargo
12
Wells Fargo
California
$71K
Bank of America
13
Bank of America
North Carolina
$67K
UBS Group
14
UBS Group
Switzerland
$64K -$85K -2,355 -52%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$52K +$253 +7 +0.4%
VCP
16
Verus Capital Partners
Arizona
$21K
AF
17
Advisornet Financial
Minnesota
$9K
SPIA
18
Steward Partners Investment Advisory
New York
$7K
BFEC
19
Benjamin F. Edwards & Company
Missouri
-$804K -20,937 Closed
CWS
20
Cypress Wealth Services
California
-$590K -15,370 Closed
IAA
21
Independent Advisor Alliance
North Carolina
-$229K -5,970 Closed
Jane Street
22
Jane Street
New York
-$218K -5,676 Closed

FMK Hedge Fund Activity: Q1 2020 in Review

19 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Mega Cap AlphaDEX Fund (FMK) for Q1 2020, worth a combined $6.66M — down 25% from $8.88M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of FMK and 2 opened new positions — a net loss of 2 holders — while 5 trimmed existing stakes and 4 added.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $1.14M. The largest seller was Benjamin F. Edwards & Company, exiting entirely with an estimated $804K sold.

  • 19 institutional investors held First Trust Mega Cap AlphaDEX Fund (FMK) as of Q1 2020, down from 23 in Q4 2019.
  • Funds reported $6.66M of First Trust Mega Cap AlphaDEX Fund stock for Q1 2020, down 25% quarter-over-quarter.
  • 2 funds opened new First Trust Mega Cap AlphaDEX Fund positions in Q1 2020 and 4 closed out, a net change of -2 holders.
  • The largest First Trust Mega Cap AlphaDEX Fund buyer in Q1 2020 was Citadel Advisors, an estimated $1.14M added.
  • The largest First Trust Mega Cap AlphaDEX Fund seller in Q1 2020 was Benjamin F. Edwards & Company, an estimated $804K sold.

Based on aggregated 13F filings for Q1 2020.