IAA
FMK

Independent Advisor Alliance’s First Trust Mega Cap AlphaDEX Fund FMK Stock Holding History

Independent Advisor Alliance’s Portfolio FMK Stock Details FMK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q1 		– Sell
-5,970
Closed -$229K – 930
2019
Q4 		$229K Buy
+5,970
New +$221K 0.01% 776

Other funds holding FMK

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
PAG
Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
LFAS
Level Four Advisory Services Dallas, Texas $3.05B AUM 23.96% 1-Year Est. Return

Independent Advisor Alliance's FMK Position: Q1 2020 in Review

Independent Advisor Alliance sold out of First Trust Mega Cap AlphaDEX Fund (FMK) in Q1 2020, closing a stake of 5,970 shares — an estimated $229K sold.

Independent Advisor Alliance first reported a position in FMK in Q4 2019 and held it in 1 quarter. The position peaked at $229K in Q4 2019. 19 funds tracked by Wall St. Rank hold FMK as of Q1 2020.

  • Independent Advisor Alliance reported no remaining First Trust Mega Cap AlphaDEX Fund position as of Q1 2020 after selling out during the quarter.
  • Independent Advisor Alliance sold 5,970 First Trust Mega Cap AlphaDEX Fund shares in Q1 2020, an estimated $229K.
  • Independent Advisor Alliance first reported a position in First Trust Mega Cap AlphaDEX Fund in Q4 2019 and held it in 1 quarter.
  • Independent Advisor Alliance's First Trust Mega Cap AlphaDEX Fund position peaked at $229K in Q4 2019.
  • 19 funds tracked by Wall St. Rank held First Trust Mega Cap AlphaDEX Fund as of Q1 2020.

Based on Independent Advisor Alliance's 13F filing for Q1 2020, filed 14 May 2020.