U
FMK

UBS’s First Trust Mega Cap AlphaDEX Fund FMK Stock Holding History

UBS’s Portfolio FMK Stock Details FMK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$29K Buy
1,102
+902
+451% +$24K ﹤0.01% 7514
2014
Q2 		$5K Sell
200
-55
-22% -$1.4K ﹤0.01% 9560
2014
Q1 		$6K Buy
255
+55
+28% +$1.36K ﹤0.01% 9419
2013
Q4 		$5K Sell
200
-676
-77% -$16.2K ﹤0.01% 9601
2013
Q3 		$21K Buy
876
+676
+338% +$15.5K ﹤0.01% 8019
2013
Q2 		$4K Buy
+200
New +$4.34K ﹤0.01% 9465

Other funds holding FMK

Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
NES
New England Securities New York $285M AUM 7.18% 1-Year Est. Return

UBS's FMK Position: Q3 2014 in Review

UBS increased its First Trust Mega Cap AlphaDEX Fund (FMK) stake by 451% in Q3 2014, buying an estimated $24K and bringing the position to 1,102 shares worth $29K. The position accounts for ﹤0.01% of the portfolio, ranked #7514.

UBS first reported a position in FMK in Q2 2013 and has held it in 6 quarters since. 13 funds tracked by Wall St. Rank hold FMK as of Q3 2014.

  • UBS held 1,102 shares of First Trust Mega Cap AlphaDEX Fund worth $29K as of Q3 2014.
  • UBS bought 902 First Trust Mega Cap AlphaDEX Fund shares in Q3 2014, an estimated $24K.
  • First Trust Mega Cap AlphaDEX Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #7514 holding.
  • UBS first reported a position in First Trust Mega Cap AlphaDEX Fund in Q2 2013 and has held it in 6 quarters since.
  • 13 funds tracked by Wall St. Rank held First Trust Mega Cap AlphaDEX Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.