Stifel Financial’s First Trust Mega Cap AlphaDEX Fund FMK Stock Holding History

Stifel Financial’s Portfolio FMK Stock Details FMK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-5,576	Closed	-$207K	–	2864
2018 Q3	$207K	Buy	+5,576	New	+$201K	﹤0.01%	2566
2018 Q1	–	Sell	-6,336	Closed	-$211K	–	2799
2017 Q4	$211K	Buy	+6,336	New	+$208K	﹤0.01%	2412

Other funds holding FMK

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

CWS

Cypress Wealth Services Palm Desert, California $815M AUM 27.86% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Stifel Financial's FMK Position: Q4 2018 in Review

Stifel Financial sold out of First Trust Mega Cap AlphaDEX Fund (FMK) in Q4 2018, closing a stake of 5,576 shares — an estimated $207K sold.

Stifel Financial first reported a position in FMK in Q4 2017 and held it in 2 quarters. The position peaked at $211K in Q4 2017. 21 funds tracked by Wall St. Rank hold FMK as of Q4 2018.

Stifel Financial reported no remaining First Trust Mega Cap AlphaDEX Fund position as of Q4 2018 after selling out during the quarter.
Stifel Financial sold 5,576 First Trust Mega Cap AlphaDEX Fund shares in Q4 2018, an estimated $207K.
Stifel Financial first reported a position in First Trust Mega Cap AlphaDEX Fund in Q4 2017 and held it in 2 quarters.
Stifel Financial's First Trust Mega Cap AlphaDEX Fund position peaked at $211K in Q4 2017.
21 funds tracked by Wall St. Rank held First Trust Mega Cap AlphaDEX Fund as of Q4 2018.

Based on Stifel Financial's 13F filing for Q4 2018, filed 13 Feb 2019.