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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRT
2601
Cross Timbers Royalty Trust
CRT
$59.8M
$176K ﹤0.01%
20,212
-1,678
-8% -$13.7K
FNWB icon
2602
First Northwest Bancorp
FNWB
$112M
$176K ﹤0.01%
9,700
– –
INDY icon
2603
iShares S&P India Nifty 50 Index Fund
INDY
$560M
$176K ﹤0.01%
4,630
-818
-15% -$30.7K
RLI icon
2604
RLI Corp
RLI
$5.97B
$176K ﹤0.01%
3,906
+752
+24% +$35.3K
ZWS icon
2605
Zurn Elkay Water Solutions
ZWS
$8.23B
$176K ﹤0.01%
11,217
+1,314
+13% +$18.9K
CVET
2606
DELISTED
Covetrus, Inc. Common Stock
CVET
$176K ﹤0.01%
13,421
+12,892
+2,437% +$156K
FLXS icon
2607
Flexsteel Industries
FLXS
$317M
$175K ﹤0.01%
8,773
+496
+6% +$8.65K
RDFN
2608
DELISTED
Redfin
RDFN
$175K ﹤0.01%
8,290
+1,190
+17% +$22.8K
WSO icon
2609
Watsco Inc
WSO
$15.1B
$175K ﹤0.01%
1,686
+333
+25% +$58.6K
NKSH icon
2610
National Bankshares
NKSH
$254M
$174K ﹤0.01%
3,995
– –
PTC icon
2611
PTC
PTC
$14.7B
$174K ﹤0.01%
2,403
-1,037
-30% -$73.8K
USMF icon
2612
WisdomTree US Multifactor Fund
USMF
$298M
$174K ﹤0.01%
11,252
-74,963
-87% -$2.33M
GTLS
2613
DELISTED
Chart Industries
GTLS
$173K ﹤0.01%
2,572
+157
+7% +$9.18K
NIO icon
2614
NIO
NIO
$11.7B
$173K ﹤0.01%
43,521
+5,481
+14% +$11K
NVAX icon
2615
Novavax
NVAX
$1.21B
$173K ﹤0.01%
43,392
+11,645
+37% +$50.5K
SSD icon
2616
Simpson Manufacturing
SSD
$8.16B
$173K ﹤0.01%
2,147
+93
+5% +$7.25K
UNM icon
2617
Unum
UNM
$14B
$173K ﹤0.01%
5,921
-1,517
-20% -$44.1K
VNRX icon
2618
VolitionRx Ltd
VNRX
$10.3M
$173K ﹤0.01%
1,825
– –
WLY icon
2619
John Wiley & Sons Class A
WLY
$2.76B
$173K ﹤0.01%
3,527
+2,345
+198% +$109K
BERY
2620
DELISTED
Berry Global Group, Inc.
BERY
$173K ﹤0.01%
3,970
+1,385
+54% +$54.9K
GDAT
2621
DELISTED
Goldman Sachs Data-Driven World ETF
GDAT
$173K ﹤0.01%
3,000
– –
ATRC icon
2622
AtriCure
ATRC
$2.02B
$172K ﹤0.01%
5,311
+4,701
+771% +$134K
CIB icon
2623
Grupo Cibest SA
CIB
$21.1B
$171K ﹤0.01%
3,134
+696
+29% +$36K
MUR icon
2624
Murphy Oil
MUR
$5.25B
$171K ﹤0.01%
6,333
-244
-4% -$5.6K
NHI icon
2625
National Health Investors
NHI
$3.81B
$171K ﹤0.01%
2,096
-102
-5% -$8.35K
103 104
105
106 107

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.