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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MEN
2651
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$166K ﹤0.01%
14,909
-2,527
-14% -$28.3K
DZK
2652
DELISTED
Direxion Daily Developed Markets Bull 3x Shares
DZK
$166K ﹤0.01%
2,261
+70
+3% +$4.7K
IBDS icon
2653
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.84B
$165K ﹤0.01%
6,384
+1,200
+23% +$31.1K
ORC
2654
Orchid Island Capital
ORC
$1.32B
$165K ﹤0.01%
5,271
-1,738
-25% -$49.8K
OPTU
2655
Optimum Communications Inc
OPTU
$294M
$164K ﹤0.01%
5,989
-1,532
-20% -$42.3K
GRNB icon
2656
VanEck Green Bond ETF
GRNB
$184M
$164K ﹤0.01%
6,211
+15
+0.2% +$399
PJUL icon
2657
Innovator US Equity Power Buffer ETF July
PJUL
$1.22B
$164K ﹤0.01%
6,100
+2,000
+49% +$52.8K
TGNA
2658
DELISTED
TEGNA Inc
TGNA
$164K ﹤0.01%
9,903
+710
+8% +$11K
MTUS icon
2659
Metallus
MTUS
$833M
$164K ﹤0.01%
20,796
-2,522
-11% -$15.8K
IAI icon
2660
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.35B
$163K ﹤0.01%
5,952
-4,943
-45% -$325K
KBR icon
2661
KBR
KBR
$4.55B
$163K ﹤0.01%
5,316
+2,657
+100% +$74.8K
SYLD icon
2662
Cambria Shareholder Yield ETF
SYLD
$1.01B
$163K ﹤0.01%
4,058
+3
+0.1% +$115
ADC icon
2663
Agree Realty
ADC
$9.78B
$162K ﹤0.01%
2,344
+175
+8% +$12.9K
NZAC icon
2664
State Street SPDR MSCI ACWI Climate Paris Aligned ETF
NZAC
$188M
$162K ﹤0.01%
6,532
+88
+1% +$2.1K
PFS icon
2665
Provident Financial Services
PFS
$3.14B
$162K ﹤0.01%
6,568
+126
+2% +$3.11K
PSCT icon
2666
Invesco S&P SmallCap Information Technology ETF
PSCT
$473M
$162K ﹤0.01%
5,049
-4,920
-49% -$150K
SUSB icon
2667
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$162K ﹤0.01%
6,447
-1,515
-19% -$38.5K
XTL icon
2668
State Street SPDR S&P Telecom ETF
XTL
$545M
$162K ﹤0.01%
2,307
-948
-29% -$64.3K
JMLP
2669
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$162K ﹤0.01%
30,740
-950
-3% -$4.83K
MTSC
2670
DELISTED
MTS Systems Corp
MTSC
$162K ﹤0.01%
3,382
+41
+1% +$2.18K
EWY icon
2671
iShares MSCI South Korea ETF
EWY
$20.1B
$161K ﹤0.01%
2,662
-14
-0.5% -$831
GORO icon
2672
Goldgroup Mining Inc.
GORO
$142M
$161K ﹤0.01%
28,730
-1,821
-6% -$7.95K
INDB icon
2673
Independent Bank
INDB
$4.08B
$161K ﹤0.01%
1,939
-116
-6% -$9.48K
BBBY
2674
Bed Bath & Beyond
BBBY
$473M
$160K ﹤0.01%
30,227
+4,102
+16% +$27.5K
GAM
2675
General American Investors Company
GAM
$1.54B
$160K ﹤0.01%
4,273
+921
+27% +$33.9K
105 106
107
108 109

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.