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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INSG icon
2676
Inseego
INSG
$102M
$160K ﹤0.01%
2,178
-792
-27% -$45.7K
NVT icon
2677
nVent Electric
NVT
$21.3B
$160K ﹤0.01%
6,405
-5,096
-44% -$118K
PCF
2678
High Income Securities Fund
PCF
$98.6M
$160K ﹤0.01%
17,819
+5,233
+42% +$45K
WOLF icon
2679
Wolfspeed
WOLF
$1.05B
$160K ﹤0.01%
3,590
-767
-18% -$35.8K
CLOU icon
2680
Global X Cloud Computing ETF
CLOU
$236M
$159K ﹤0.01%
10,128
+618
+6% +$9.4K
RSPG icon
2681
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$556M
$159K ﹤0.01%
3,323
-3,293
-50% -$146K
UPGD icon
2682
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$121M
$159K ﹤0.01%
3,314
+3
+0.1% +$133
EHTH icon
2683
eHealth
EHTH
$42.2M
$158K ﹤0.01%
1,644
+815
+98% +$63.3K
ESNT icon
2684
Essent Group
ESNT
$6.3B
$158K ﹤0.01%
3,067
-385
-11% -$20.1K
LGI
2685
Lazard Global Total Return & Income Fund
LGI
$234M
$158K ﹤0.01%
9,571
+9,371
+4,686% +$147K
BOCT icon
2686
Innovator US Equity Buffer ETF October
BOCT
$282M
$157K ﹤0.01%
5,989
+1,704
+40% +$43.4K
IGRO icon
2687
iShares International Dividend Growth ETF
IGRO
$1.29B
$157K ﹤0.01%
2,602
-180
-6% -$10.4K
PTH icon
2688
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$217M
$157K ﹤0.01%
4,941
+627
+15% +$17.8K
VSAT icon
2689
Viasat
VSAT
$9.8B
$157K ﹤0.01%
2,159
+633
+41% +$45.3K
HDS
2690
DELISTED
HD Supply Holdings, Inc.
HDS
$157K ﹤0.01%
3,922
+334
+9% +$13.3K
GMAB icon
2691
Genmab
GMAB
$17.6B
$156K ﹤0.01%
6,987
+361
+5% +$7.88K
NRK icon
2692
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$156K ﹤0.01%
11,503
– –
PINC
2693
DELISTED
Premier
PINC
$156K ﹤0.01%
4,066
-1,774
-30% -$62.4K
UPLD icon
2694
Upland Software
UPLD
$14.2M
$156K ﹤0.01%
434
+375
+636% +$140K
WPP icon
2695
WPP
WPP
$4.64B
$156K ﹤0.01%
3,760
+290
+8% +$18.4K
DRTT
2696
DELISTED
DIRTT Environmental Solutions Ltd. Common Shares
DRTT
$156K ﹤0.01%
+47,200
New +$176K
TEN
2697
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$156K ﹤0.01%
11,677
+300
+3% +$3.93K
EMBJ
2698
Embraer S.A. ADS
EMBJ
$11.9B
$155K ﹤0.01%
7,920
-5,505
-41% -$96.9K
MFDX icon
2699
PIMCO RAFI Multi-Factor International Equity ETF
MFDX
$447M
$155K ﹤0.01%
5,951
-3,785
-39% -$96.2K
IBTX
2700
DELISTED
Independent Bank Group, Inc.
IBTX
$155K ﹤0.01%
2,800
-238
-8% -$13.2K
106 107
108
109 110

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.