Ladenburg Thalmann Financial Services’s Innovator US Equity Buffer ETF October BOCT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q4	$157K	Buy	5,989 +1,704	+40%	+$44.7K	﹤0.01%	2688
2019 Q3	$106K	Hold	4,285	–	–	﹤0.01%	2892
2019 Q2	$106K	Buy	4,285 +2,985	+230%	+$73.8K	﹤0.01%	2928
2019 Q1	$31K	Hold	1,300	–	–	﹤0.01%	3727
2018 Q4	$29K	Buy	+1,300	New	+$29K	﹤0.01%	3641