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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTES icon
2626
NetEase
NTES
$82.6B
$171K ﹤0.01%
4,430
+2,350
+113% +$138K
JHMI
2627
DELISTED
John Hancock Multifactor Industrials ETF
JHMI
$171K ﹤0.01%
4,304
+2,969
+222% +$115K
GPRE icon
2628
Green Plains
GPRE
$1.14B
$170K ﹤0.01%
11,017
-3,000
-21% -$40.8K
MANH icon
2629
Manhattan Associates
MANH
$12.5B
$170K ﹤0.01%
2,115
-209
-9% -$16.6K
SAM icon
2630
Boston Beer
SAM
$1.95B
$170K ﹤0.01%
1,190
+712
+149% +$268K
ORAN
2631
DELISTED
Orange
ORAN
$170K ﹤0.01%
11,586
-1,130
-9% -$17.7K
EWH icon
2632
iShares MSCI Hong Kong ETF
EWH
$1.23B
$169K ﹤0.01%
6,925
-731
-10% -$17.3K
LFUS icon
2633
Littelfuse
LFUS
$10.5B
$169K ﹤0.01%
877
+40
+5% +$7.34K
PENN icon
2634
PENN Entertainment
PENN
$2.82B
$169K ﹤0.01%
6,615
+2,588
+64% +$57.5K
TEF
2635
DELISTED
Telefonica
TEF
$169K ﹤0.01%
29,822
-260
-0.9% -$1.58K
VVR icon
2636
Invesco Senior Income Trust
VVR
$456M
$169K ﹤0.01%
39,151
-349,061
-90% -$1.46M
INFN
2637
DELISTED
Infinera Corporation Common Stock
INFN
$169K ﹤0.01%
20,892
-492
-2% -$3.02K
MFL
2638
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$169K ﹤0.01%
12,771
+533
+4% +$7.1K
ADNT icon
2639
Adient
ADNT
$1.69B
$168K ﹤0.01%
7,899
-1,293
-14% -$28.7K
LKFT
2640
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.83B
$168K ﹤0.01%
1,023
+197
+24% +$36.4K
NNI icon
2641
Nelnet
NNI
$4.91B
$168K ﹤0.01%
2,884
+278
+11% +$17K
PRK icon
2642
Park National Corp
PRK
$3.83B
$168K ﹤0.01%
1,632
-1,000
-38% -$99.9K
UTL icon
2643
Unitil
UTL
$1B
$168K ﹤0.01%
2,719
+303
+13% +$18.7K
CTR
2644
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$168K ﹤0.01%
3,911
-160
-4% -$6.64K
HSBC.PRA
2645
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$168K ﹤0.01%
6,273
-720
-10% -$19K
WLL
2646
DELISTED
Whiting Petroleum Corporation
WLL
$168K ﹤0.01%
311
-4
-1% -$1.93K
DIOD icon
2647
Diodes
DIOD
$3.52B
$167K ﹤0.01%
2,964
+1,501
+103% +$69.5K
SLVP icon
2648
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$759M
$167K ﹤0.01%
14,902
+7,448
+100% +$75.2K
UNIT
2649
Uniti Group
UNIT
$2.48B
$167K ﹤0.01%
20,322
-1,413
-7% -$10.2K
BDC icon
2650
Belden
BDC
$3.98B
$166K ﹤0.01%
3,003
-65
-2% -$3.47K
104 105
106
107 108

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.