Ladenburg Thalmann Financial Services’s ClearBridge MLP and Midstream Total Return Fund Inc. CTR Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio CTR Stock Details CTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$168K	Sell	3,911 -160	-4%	-$6.64K	﹤0.01%	2646
2019 Q3	$182K	Hold	4,071	–	–	﹤0.01%	2540
2019 Q2	$191K	Buy	4,071 +670	+20%	+$31.9K	﹤0.01%	2509
2019 Q1	$165K	Hold	3,401	–	–	﹤0.01%	2546
2018 Q4	$133K	Sell	3,401 -46	-1%	-$2.24K	﹤0.01%	2551
2018 Q3	$196K	Buy	3,447 +2,343	+212%	+$136K	﹤0.01%	2326
2018 Q2	$54K	Hold	1,104	–	–	﹤0.01%	3207
2018 Q1	$54K	Hold	1,104	–	–	﹤0.01%	3207
2017 Q4	$64K	Hold	1,104	–	–	﹤0.01%	3061
2017 Q3	$71K	Hold	1,104	–	–	﹤0.01%	2835
2017 Q2	$71K	Sell	1,104 -44	-4%	-$2.89K	﹤0.01%	2756
2017 Q1	$78K	Sell	1,148 -90	-7%	-$6.03K	﹤0.01%	2575
2016 Q4	$80K	Buy	1,238 +92	+8%	+$5.76K	﹤0.01%	2491
2016 Q3	$75K	Buy	1,146 +4	+0.4%	+$259	﹤0.01%	2466
2016 Q2	$74K	Buy	1,142 +4	+0.4%	+$236	﹤0.01%	2385
2016 Q1	$59K	Sell	1,138 -226	-17%	-$10.7K	﹤0.01%	2471
2015 Q4	$84K	Buy	1,364 +784	+135%	+$54.8K	﹤0.01%	2192
2015 Q3	$40K	Hold	580	–	–	﹤0.01%	2621
2015 Q2	$53K	Buy	580 +40	+7%	+$3.99K	﹤0.01%	2549
2015 Q1	$54K	Buy	540 +140	+35%	+$14.3K	﹤0.01%	2502
2014 Q4	$43K	Hold	400	–	–	﹤0.01%	2468
2014 Q3	$46K	Hold	400	–	–	﹤0.01%	2085
2014 Q2	$48K	Buy	400 +100	+33%	+$11.3K	﹤0.01%	2085
2014 Q1	$32K	Buy	300 +100	+50%	+$10.8K	﹤0.01%	2261
2013 Q4	$22K	Hold	200	–	–	﹤0.01%	2484
2013 Q3	$22K	Hold	200	–	–	﹤0.01%	2386
2013 Q2	$24K	Buy	+200	New	+$23K	﹤0.01%	2226

Other funds holding CTR

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

KACA

Kayne Anderson Capital Advisors Los Angeles, California $5.22B AUM 17.11% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $7.99B AUM 21.6% 1-Year Est. Return

Ladenburg Thalmann Financial Services's CTR Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its ClearBridge MLP and Midstream Total Return Fund Inc. (CTR) stake by 3.9% in Q4 2019, selling an estimated $6.64K and leaving 3,911 shares worth $168K. The position accounts for ﹤0.01% of the portfolio, ranked #2646.

Ladenburg Thalmann Financial Services first reported a position in CTR in Q2 2013 and has held it in 27 quarters since. The position peaked at $196K in Q3 2018. 51 funds tracked by Wall St. Rank hold CTR as of Q4 2019.

Ladenburg Thalmann Financial Services held 3,911 shares of ClearBridge MLP and Midstream Total Return Fund Inc. worth $168K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 160 ClearBridge MLP and Midstream Total Return Fund Inc. shares in Q4 2019, an estimated $6.64K.
ClearBridge MLP and Midstream Total Return Fund Inc. made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2646 holding.
Ladenburg Thalmann Financial Services first reported a position in ClearBridge MLP and Midstream Total Return Fund Inc. in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's ClearBridge MLP and Midstream Total Return Fund Inc. position peaked at $196K in Q3 2018.
51 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Total Return Fund Inc. as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.