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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RH icon
2726
RH
RH
$3.3B
$150K ﹤0.01%
707
-36
-5% -$7.02K
TOK icon
2727
iShares MSCI Kokusai Fund
TOK
$245M
$150K ﹤0.01%
2,030
-3,163
-61% -$225K
SPPI
2728
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$150K ﹤0.01%
41,104
+30,716
+296% +$248K
WRI
2729
DELISTED
Weingarten Realty Investors
WRI
$150K ﹤0.01%
4,918
-527
-10% -$16.1K
BBK
2730
DELISTED
Blackrock Municipal Bond Trust
BBK
$150K ﹤0.01%
9,650
-6,564
-40% -$102K
FDUS icon
2731
Fidus Investment
FDUS
$765M
$149K ﹤0.01%
10,047
+713
+8% +$10.7K
PATK icon
2732
Patrick Industries
PATK
$2.87B
$149K ﹤0.01%
4,242
+261
+7% +$8.48K
VTRS icon
2733
Viatris
VTRS
$20.7B
$149K ﹤0.01%
6,903
-1,002
-13% -$18.6K
PLUG icon
2734
Plug Power
PLUG
$2.61B
$148K ﹤0.01%
44,271
+16,045
+57% +$48.8K
CLB icon
2735
Core Laboratories
CLB
$470M
$147K ﹤0.01%
3,900
-1,982
-34% -$89.1K
EXPO icon
2736
Exponent
EXPO
$3.23B
$147K ﹤0.01%
2,132
-604
-22% -$39.9K
FCF icon
2737
First Commonwealth Financial
FCF
$2.26B
$147K ﹤0.01%
10,130
+211
+2% +$2.96K
FHB icon
2738
First Hawaiian
FHB
$3.44B
$147K ﹤0.01%
5,093
-37
-0.7% -$1.04K
LBTYA icon
2739
Liberty Global Class A
LBTYA
$3.56B
$147K ﹤0.01%
6,465
-1,918
-23% -$45.2K
RSPM icon
2740
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$187M
$147K ﹤0.01%
6,350
-1,000
-14% -$22.2K
VIV icon
2741
Telefônica Brasil
VIV
$20.4B
$147K ﹤0.01%
10,106
-5,452
-35% -$72.8K
XSMO icon
2742
Invesco S&P SmallCap Momentum ETF
XSMO
$2.94B
$147K ﹤0.01%
3,734
+856
+30% +$32.7K
EGOV
2743
DELISTED
NIC Inc
EGOV
$147K ﹤0.01%
6,559
+5
+0.1% +$109
EQT icon
2744
EQT Corp
EQT
$33B
$146K ﹤0.01%
13,442
-1,321
-9% -$12.9K
ERH
2745
Allspring Utilities & High Income Fund
ERH
$105M
$146K ﹤0.01%
10,402
-1,047
-9% -$14.5K
JBHT icon
2746
JB Hunt Transport Services
JBHT
$25.7B
$146K ﹤0.01%
1,365
+89
+7% +$10.2K
HYB
2747
DELISTED
New America High Income Fund, Inc.
HYB
$146K ﹤0.01%
15,985
+9,062
+131% +$81.3K
ASUR icon
2748
Asure Software
ASUR
$239M
$145K ﹤0.01%
17,682
+17,085
+2,862% +$143K
FYT icon
2749
First Trust Small Cap Value AlphaDEX Fund
FYT
$193M
$145K ﹤0.01%
3,803
-24,309
-86% -$876K
ICOW icon
2750
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.8B
$145K ﹤0.01%
5,311
+349
+7% +$9.2K
108 109
110
111 112

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.