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Ladenburg Thalmann Financial Services’s Fidus Investment FDUS Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FDUS Stock Details FDUS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$149K Buy
10,047
+713
+8% +$10.7K ﹤0.01% 2733
2019
Q3 		$138K Buy
9,334
+650
+7% +$9.99K ﹤0.01% 2721
2019
Q2 		$139K Sell
8,684
-1,000
-10% -$15.9K ﹤0.01% 2731
2019
Q1 		$148K Hold
9,684
– – ﹤0.01% 2615
2018
Q4 		$113K Buy
9,684
+865
+10% +$11.8K ﹤0.01% 2671
2018
Q3 		$129K Sell
8,819
-2,876
-25% -$42.3K ﹤0.01% 2640
2018
Q2 		$151K Hold
11,695
– – ﹤0.01% 2451
2018
Q1 		$151K Sell
11,695
-4,100
-26% -$57.1K ﹤0.01% 2451
2017
Q4 		$240K Sell
15,795
-635
-4% -$10.2K ﹤0.01% 2072
2017
Q3 		$264K Buy
16,430
+640
+4% +$10.5K ﹤0.01% 1889
2017
Q2 		$266K Buy
15,790
+13,790
+690% +$238K ﹤0.01% 1807
2017
Q1 		$35K Hold
2,000
– – ﹤0.01% 3176
2016
Q4 		$31K Hold
2,000
– – ﹤0.01% 3180
2016
Q3 		$32K Hold
2,000
– – ﹤0.01% 3088
2016
Q2 		$31K Buy
+2,000
New +$30.7K ﹤0.01% 3034
2015
Q1 		– Sell
-1,518
Closed -$23K – 4592
2014
Q4 		$23K Buy
1,518
+1,000
+193% +$16.1K ﹤0.01% 2894
2014
Q3 		$9K Buy
+518
New +$9.55K ﹤0.01% 3150

Other funds holding FDUS

RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
WFI
West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
KCM
Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Acadian Asset Management
Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return
VEA
Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return
NCM
Novare Capital Management Charlotte, North Carolina $1.26B AUM 20.28% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FDUS Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Fidus Investment (FDUS) stake by 7.6% in Q4 2019, buying an estimated $10.7K and bringing the position to 10,047 shares worth $149K. The position accounts for ﹤0.01% of the portfolio, ranked #2733.

Ladenburg Thalmann Financial Services first reported a position in FDUS in Q3 2014 and has held it in 17 quarters since. The position peaked at $266K in Q2 2017. 77 funds tracked by Wall St. Rank hold FDUS as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 10,047 shares of Fidus Investment worth $149K as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 713 Fidus Investment shares in Q4 2019, an estimated $10.7K.
  • Fidus Investment made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2733 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Fidus Investment in Q3 2014 and has held it in 17 quarters since.
  • Ladenburg Thalmann Financial Services's Fidus Investment position peaked at $266K in Q2 2017.
  • 77 funds tracked by Wall St. Rank held Fidus Investment as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.