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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CALF icon
2701
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.75B
$154K ﹤0.01%
5,702
-900
-14% -$23.2K
GDS icon
2702
GDS Holdings
GDS
$6.03B
$154K ﹤0.01%
2,988
– –
LECO icon
2703
Lincoln Electric
LECO
$14.1B
$154K ﹤0.01%
1,589
+23
+1% +$2.09K
VYX icon
2704
NCR Voyix
VYX
$1.18B
$154K ﹤0.01%
7,327
+2,140
+41% +$41.7K
WAL icon
2705
Western Alliance Bancorporation
WAL
$8.92B
$154K ﹤0.01%
2,688
+28
+1% +$1.43K
RSX
2706
DELISTED
VanEck Russia ETF
RSX
$154K ﹤0.01%
6,138
-702
-10% -$17K
BBVA icon
2707
Banco Bilbao Vizcaya Argentaria
BBVA
$143B
$153K ﹤0.01%
27,392
-1,912
-7% -$10.2K
GEM icon
2708
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.61B
$153K ﹤0.01%
4,466
-93
-2% -$3.05K
BKE icon
2709
Buckle
BKE
$2.32B
$152K ﹤0.01%
5,608
-200
-3% -$4.76K
ERTH icon
2710
Invesco MSCI Sustainable Future ETF
ERTH
$131M
$152K ﹤0.01%
3,052
+2
+0.1% +$94
LCII icon
2711
LCI Industries
LCII
$2.58B
$152K ﹤0.01%
1,415
-30
-2% -$3.04K
PTON icon
2712
Peloton Interactive
PTON
$2.85B
$152K ﹤0.01%
5,344
+5,028
+1,591% +$135K
TDC icon
2713
Teradata
TDC
$2.87B
$152K ﹤0.01%
5,733
-354
-6% -$9.84K
THD icon
2714
iShares MSCI Thailand ETF
THD
$361M
$152K ﹤0.01%
2,517
+33
+1% +$2.9K
UTES icon
2715
Virtus Reaves Utilities ETF
UTES
$1.32B
$152K ﹤0.01%
3,698
+2,218
+150% +$90K
LDRS
2716
DELISTED
Innovator IBD ETF Leaders ETF
LDRS
$152K ﹤0.01%
6,711
-1,800
-21% -$39.9K
BBH icon
2717
VanEck Biotech ETF
BBH
$406M
$151K ﹤0.01%
1,081
-122
-10% -$16K
BBU
2718
DELISTED
Brookfield Business Partners
BBU
$151K ﹤0.01%
5,702
+34
+0.6% +$882
SHEN icon
2719
Shenandoah Telecom
SHEN
$684M
$151K ﹤0.01%
3,634
+94
+3% +$3.33K
DNI
2720
DELISTED
Dividend and Income Fund
DNI
$151K ﹤0.01%
11,236
+2,185
+24% +$27.2K
ACIW icon
2721
ACI Worldwide
ACIW
$6.13B
$150K ﹤0.01%
3,950
+256
+7% +$8.72K
GBDC icon
2722
Golub Capital BDC
GBDC
$3.37B
$150K ﹤0.01%
8,296
-984
-11% -$17.4K
MRTN icon
2723
Marten Transport
MRTN
$1.22B
$150K ﹤0.01%
10,628
-817
-7% -$11.7K
PB icon
2724
Prosperity Bancshares
PB
$8.94B
$150K ﹤0.01%
2,053
-225
-10% -$15.9K
RBC icon
2725
RBC Bearings
RBC
$17.6B
$150K ﹤0.01%
949
+355
+60% +$57.4K
107 108
109
110 111

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.