Ladenburg Thalmann Financial Services’s Goldman Sachs ActiveBeta Emerging Markets Equity ETF GEM Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio GEM Stock Details GEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$153K	Sell	4,466 -93	-2%	-$3.05K	﹤0.01%	2710
2019 Q3	$143K	Buy	4,559 +528	+13%	+$16.8K	﹤0.01%	2690
2019 Q2	$132K	Buy	4,031 +876	+28%	+$28.4K	﹤0.01%	2770
2019 Q1	$102K	Buy	3,155 +540	+21%	+$17.4K	﹤0.01%	2866
2018 Q4	$78K	Sell	2,615 -1,241	-32%	-$38K	﹤0.01%	2932
2018 Q3	$126K	Sell	3,856 -35,146	-90%	-$1.15M	﹤0.01%	2659
2018 Q2	$1.43M	Hold	39,002	–	–	0.01%	863
2018 Q1	$1.43M	Buy	39,002 +234	+0.6%	+$8.69K	0.01%	863
2017 Q4	$1.39M	Sell	38,768 -4,694	-11%	-$163K	0.01%	872
2017 Q3	$1.45M	Buy	43,462 +34,212	+370%	+$1.14M	0.02%	782
2017 Q2	$289K	Buy	9,250 +8,250	+825%	+$255K	﹤0.01%	1761
2017 Q1	$30K	Buy	+1,000	New	+$29K	﹤0.01%	3273

Other funds holding GEM

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

FCAS

First Command Advisory Services Fort Worth, Texas $14.8B AUM 18.11% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

USAA

United Services Automobile Association San Antonio, Texas $851M AUM 5.13% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SWM

SigFig Wealth Management San Francisco, California $3.77B AUM 15.99% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

MIAN

Mariner Independent Advisor Network Overland Park, Kansas $2.33B AUM 14.85% 1-Year Est. Return

Ladenburg Thalmann Financial Services's GEM Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Goldman Sachs ActiveBeta Emerging Markets Equity ETF (GEM) stake by 2% in Q4 2019, selling an estimated $3.05K and leaving 4,466 shares worth $153K. The position accounts for ﹤0.01% of the portfolio, ranked #2710.

Ladenburg Thalmann Financial Services first reported a position in GEM in Q1 2017 and has held it in 12 quarters since. The position peaked at $1.45M in Q3 2017. 118 funds tracked by Wall St. Rank hold GEM as of Q4 2019.

Ladenburg Thalmann Financial Services held 4,466 shares of Goldman Sachs ActiveBeta Emerging Markets Equity ETF worth $153K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 93 Goldman Sachs ActiveBeta Emerging Markets Equity ETF shares in Q4 2019, an estimated $3.05K.
Goldman Sachs ActiveBeta Emerging Markets Equity ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2710 holding.
Ladenburg Thalmann Financial Services first reported a position in Goldman Sachs ActiveBeta Emerging Markets Equity ETF in Q1 2017 and has held it in 12 quarters since.
Ladenburg Thalmann Financial Services's Goldman Sachs ActiveBeta Emerging Markets Equity ETF position peaked at $1.45M in Q3 2017.
118 funds tracked by Wall St. Rank held Goldman Sachs ActiveBeta Emerging Markets Equity ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.