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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTI icon
2751
W&T Offshore
WTI
$518M
$145K ﹤0.01%
26,018
+25,304
+3,544% +$113K
XXII
2752
22nd Century Group
XXII
$1.3M
– –
0
– –
WIL
2753
DELISTED
iPath Women in Leadership ETN
WIL
$145K ﹤0.01%
1,937
– –
MFGP
2754
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$145K ﹤0.01%
10,267
-932
-8% -$12.9K
BLOK icon
2755
Amplify Blockchain Technology ETF
BLOK
$1.04B
$144K ﹤0.01%
7,705
+262
+4% +$4.83K
DOL icon
2756
WisdomTree True Developed International Fund
DOL
$816M
$144K ﹤0.01%
2,935
+1,278
+77% +$60.7K
ADME icon
2757
Aptus Behavioral Momentum ETF
ADME
$286M
$143K ﹤0.01%
4,650
-1,050
-18% -$31.8K
CUT icon
2758
Invesco MSCI Global Timber ETF
CUT
$33.2M
$143K ﹤0.01%
4,925
-493
-9% -$13.8K
ENVA icon
2759
Enova International
ENVA
$6.13B
$143K ﹤0.01%
5,958
+5,794
+3,533% +$130K
IWX icon
2760
iShares Russell Top 200 Value ETF
IWX
$3.94B
$143K ﹤0.01%
2,497
-1,010
-29% -$57.1K
OPLN
2761
Openlane
OPLN
$4.29B
$143K ﹤0.01%
6,583
+1,594
+32% +$36.3K
SMIN icon
2762
iShares MSCI India Small-Cap ETF
SMIN
$751M
$143K ﹤0.01%
4,194
+23
+0.6% +$812
SVM
2763
Silvercorp Metals
SVM
$2.05B
$143K ﹤0.01%
25,105
+43
+0.2% +$200
XNCR icon
2764
Xencor
XNCR
$1.46B
$143K ﹤0.01%
4,160
– –
GNC
2765
DELISTED
GNC Holdings, Inc.
GNC
$143K ﹤0.01%
52,945
– –
ACV
2766
Virtus Diversified Income & Convertible Fund
ACV
$274M
$142K ﹤0.01%
5,754
+3,295
+134% +$78.8K
BKF icon
2767
iShares MSCI BIC ETF
BKF
$77M
$142K ﹤0.01%
3,220
+284
+10% +$12.1K
TSLF
2768
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$142K ﹤0.01%
9,373
+365
+4% +$5.35K
ADRE
2769
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$142K ﹤0.01%
3,206
-6,210
-66% -$256K
FTDS icon
2770
First Trust Dividend Strength ETF
FTDS
$39.1M
$141K ﹤0.01%
4,070
-5,814
-59% -$201K
TPVG icon
2771
TriplePoint Venture Growth BDC
TPVG
$184M
$141K ﹤0.01%
9,910
+402
+4% +$6.15K
WTS icon
2772
Watts Water Technologies
WTS
$11.3B
$141K ﹤0.01%
1,417
-86
-6% -$8.16K
AVLR
2773
DELISTED
Avalara, Inc.
AVLR
$141K ﹤0.01%
1,927
+731
+61% +$53.1K
MVC
2774
DELISTED
MVC Capital, Inc.
MVC
$141K ﹤0.01%
15,355
-300
-2% -$2.71K
FJP icon
2775
First Trust Japan AlphaDEX Fund
FJP
$243M
$140K ﹤0.01%
2,764
-5,211
-65% -$262K
109 110
111
112 113

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.