Ladenburg Thalmann Financial Services’s TriplePoint Venture Growth BDC TPVG Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio TPVG Stock Details TPVG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$141K	Buy	9,910 +402	+4%	+$6.15K	﹤0.01%	2773
2019 Q3	$157K	Buy	9,508 +8,398	+757%	+$132K	﹤0.01%	2641
2019 Q2	$16K	Sell	1,110 -1,640	-60%	-$23K	﹤0.01%	4192
2019 Q1	$38K	Sell	2,750 -3,200	-54%	-$40.8K	﹤0.01%	3598
2018 Q4	$65K	Buy	5,950 +5,200	+693%	+$63.8K	﹤0.01%	3074
2018 Q3	$10K	Hold	750	–	–	﹤0.01%	4300
2018 Q2	$9K	Hold	750	–	–	﹤0.01%	4317
2018 Q1	$9K	Hold	750	–	–	﹤0.01%	4317
2017 Q4	$10K	Hold	750	–	–	﹤0.01%	4194
2017 Q3	$10K	Sell	750 -900	-55%	-$12K	﹤0.01%	4096
2017 Q2	$22K	Buy	1,650 +750	+83%	+$10.2K	﹤0.01%	3560
2017 Q1	$13K	Hold	900	–	–	﹤0.01%	3838
2016 Q4	$11K	Buy	+900	New	+$10.5K	﹤0.01%	3841

Other funds holding TPVG

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's TPVG Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its TriplePoint Venture Growth BDC (TPVG) stake by 4.2% in Q4 2019, buying an estimated $6.15K and bringing the position to 9,910 shares worth $141K. The position accounts for ﹤0.01% of the portfolio, ranked #2773.

Ladenburg Thalmann Financial Services first reported a position in TPVG in Q4 2016 and has held it in 13 quarters since. The position peaked at $157K in Q3 2019. 71 funds tracked by Wall St. Rank hold TPVG as of Q4 2019.

Ladenburg Thalmann Financial Services held 9,910 shares of TriplePoint Venture Growth BDC worth $141K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 402 TriplePoint Venture Growth BDC shares in Q4 2019, an estimated $6.15K.
TriplePoint Venture Growth BDC made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2773 holding.
Ladenburg Thalmann Financial Services first reported a position in TriplePoint Venture Growth BDC in Q4 2016 and has held it in 13 quarters since.
Ladenburg Thalmann Financial Services's TriplePoint Venture Growth BDC position peaked at $157K in Q3 2019.
71 funds tracked by Wall St. Rank held TriplePoint Venture Growth BDC as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.