Ladenburg Thalmann Financial Services’s First Trust Japan AlphaDEX Fund FJP Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FJP Stock Details FJP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$140K	Sell	2,764 -5,211	-65%	-$262K	﹤0.01%	2777
2019 Q3	$381K	Sell	7,975 -1,806	-18%	-$85.1K	﹤0.01%	1969
2019 Q2	$475K	Sell	9,781 -3,369	-26%	-$164K	﹤0.01%	1789
2019 Q1	$660K	Sell	13,150 -1,030	-7%	-$51.2K	0.01%	1466
2018 Q4	$692K	Buy	14,180 +6,040	+74%	+$315K	0.01%	1302
2018 Q3	$469K	Buy	8,140 +1,232	+18%	+$68.1K	﹤0.01%	1654
2018 Q2	$407K	Hold	6,908	–	–	﹤0.01%	1703
2018 Q1	$407K	Buy	6,908 +6,619	+2,290%	+$396K	﹤0.01%	1703
2017 Q4	$17K	Buy	289 +2	+0.7%	+$116	﹤0.01%	3885
2017 Q3	$16K	Hold	287	–	–	﹤0.01%	3808
2017 Q2	$15K	Buy	287 +250	+676%	+$12.9K	﹤0.01%	3785
2017 Q1	$2K	Hold	37	–	–	﹤0.01%	4560
2016 Q4	$2K	Buy	+37	New	+$1.8K	﹤0.01%	4525
2016 Q2	–	Sell	-213	Closed	-$10K	–	4767
2016 Q1	$10K	Sell	213 -96	-31%	-$4.21K	﹤0.01%	3699
2015 Q4	$15K	Buy	309 +18	+6%	+$864	﹤0.01%	3424
2015 Q3	$13K	Sell	291 -436	-60%	-$20.9K	﹤0.01%	3371
2015 Q2	$36K	Buy	727 +631	+657%	+$32.3K	﹤0.01%	2811
2015 Q1	$5K	Buy	+96	New	+$4.58K	﹤0.01%	3966

Other funds holding FJP

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

SAM

SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FJP Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its First Trust Japan AlphaDEX Fund (FJP) stake by 65% in Q4 2019, selling an estimated $262K and leaving 2,764 shares worth $140K. The position accounts for ﹤0.01% of the portfolio, ranked #2777.

Ladenburg Thalmann Financial Services first reported a position in FJP in Q1 2015 and has held it in 18 quarters since. The position peaked at $692K in Q4 2018. 37 funds tracked by Wall St. Rank hold FJP as of Q4 2019.

Ladenburg Thalmann Financial Services held 2,764 shares of First Trust Japan AlphaDEX Fund worth $140K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 5,211 First Trust Japan AlphaDEX Fund shares in Q4 2019, an estimated $262K.
First Trust Japan AlphaDEX Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2777 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Japan AlphaDEX Fund in Q1 2015 and has held it in 18 quarters since.
Ladenburg Thalmann Financial Services's First Trust Japan AlphaDEX Fund position peaked at $692K in Q4 2018.
37 funds tracked by Wall St. Rank held First Trust Japan AlphaDEX Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.