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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVCO icon
2801
Cavco Industries
CVCO
$4.36B
$135K ﹤0.01%
691
-15
-2% -$2.94K
RCI icon
2802
Rogers Communications
RCI
$18.8B
$135K ﹤0.01%
2,718
-74
-3% -$3.57K
LGF.A
2803
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$135K ﹤0.01%
12,754
+5,268
+70% +$48.5K
DDD icon
2804
3D Systems Corp
DDD
$405M
$134K ﹤0.01%
15,309
-5,588
-27% -$48.5K
PAGP icon
2805
Plains GP Holdings
PAGP
$5.28B
$134K ﹤0.01%
7,050
+377
+6% +$7.07K
TLRY icon
2806
Tilray
TLRY
$493M
$134K ﹤0.01%
784
+56
+8% +$11.6K
ZTR
2807
Virtus Total Return Fund
ZTR
$337M
$134K ﹤0.01%
11,682
-1,066
-8% -$11.8K
EUMF
2808
DELISTED
WisdomTree Europe Multifactor Fund
EUMF
$134K ﹤0.01%
4,432
+440
+11% +$12.8K
AQB icon
2809
AquaBounty Technologies
AQB
$4.73M
$133K ﹤0.01%
3,050
-306
-9% -$13.8K
BSJP
2810
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$133K ﹤0.01%
5,383
+1,572
+41% +$38.6K
CHCT
2811
Community Healthcare Trust
CHCT
$536M
$133K ﹤0.01%
3,123
-2
-0.1% -$91
GYLD icon
2812
Arrow Dow Jones Global Yield ETF
GYLD
$36.6M
$133K ﹤0.01%
8,048
-9,559
-54% -$152K
HL icon
2813
Hecla Mining
HL
$9.49B
$133K ﹤0.01%
37,895
-6,214
-14% -$15.2K
RDUS
2814
DELISTED
Radius Recycling
RDUS
$133K ﹤0.01%
6,110
-1,325
-18% -$28.2K
EWW icon
2815
iShares MSCI Mexico ETF
EWW
$1.89B
$132K ﹤0.01%
2,936
+1
+0% +$44
PGP
2816
PIMCO Global StockPLUS & Income Fund
PGP
$96.6M
$132K ﹤0.01%
11,081
-1,478
-12% -$17.2K
RHI icon
2817
Robert Half
RHI
$4.11B
$132K ﹤0.01%
2,073
+174
+9% +$10.1K
MLPI
2818
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$132K ﹤0.01%
6,742
-3,910
-37% -$74.3K
BKR icon
2819
Baker Hughes
BKR
$58.3B
$131K ﹤0.01%
5,112
-1,265
-20% -$28.8K
DEA
2820
Easterly Government Properties
DEA
$1.16B
$131K ﹤0.01%
2,214
+58
+3% +$3.27K
PPTY
2821
US Diversified Real Estate ETF
PPTY
$26.4M
$131K ﹤0.01%
4,032
+3,332
+476% +$108K
TCX icon
2822
Tucows
TCX
$104M
$131K ﹤0.01%
2,115
+1
+0% +$57
CADE
2823
DELISTED
Cadence Bank
CADE
$130K ﹤0.01%
4,073
-396
-9% -$12.2K
DMO
2824
Western Asset Mortgage Opportunity Fund
DMO
$118M
$130K ﹤0.01%
6,412
+2,654
+71% +$56.4K
FLR icon
2825
Fluor
FLR
$6.54B
$130K ﹤0.01%
6,905
-47
-0.7% -$854
111 112
113
114 115

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.