Ladenburg Thalmann Financial Services’s AquaBounty Technologies AQB Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio AQB Stock Details AQB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$133K	Sell	3,050 -306	-9%	-$13.8K	﹤0.01%	2811
2019 Q3	$168K	Buy	3,356 +125	+4%	+$7.74K	﹤0.01%	2591
2019 Q2	$199K	Sell	3,231 -100	-3%	-$4.71K	﹤0.01%	2476
2019 Q1	$146K	Buy	3,331 +1,310	+65%	+$64K	﹤0.01%	2627
2018 Q4	$83K	Sell	2,021 -67	-3%	-$3.46K	﹤0.01%	2882
2018 Q3	$134K	Buy	2,088 +1,108	+113%	+$64.1K	﹤0.01%	2605
2018 Q2	$57K	Hold	980	–	–	﹤0.01%	3174
2018 Q1	$57K	Buy	980 +740	+308%	+$48.6K	﹤0.01%	3174
2017 Q4	$16K	Sell	240 -48	-17%	-$4.78K	﹤0.01%	3912
2017 Q3	$40K	Buy	288 +208	+260%	+$30.2K	﹤0.01%	3245
2017 Q2	$13K	Buy	80 +39	+95%	+$6.67K	﹤0.01%	3855
2017 Q1	$8K	Buy	+41	New	+$11.5K	﹤0.01%	4091

Other funds holding AQB

Third Security Radford, Virginia $241M AUM 45.43% 1-Year Est. Return

ACM

Archon Capital Management Seattle, Washington $177M AUM 108.05% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

AIM

ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return

NAMA

Nikko Asset Management Americas New York $7.07B AUM 50.91% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $175B AUM 40.63% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

HKAM

Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Ladenburg Thalmann Financial Services's AQB Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its AquaBounty Technologies (AQB) stake by 9.1% in Q4 2019, selling an estimated $13.8K and leaving 3,050 shares worth $133K. The position accounts for ﹤0.01% of the portfolio, ranked #2811.

Ladenburg Thalmann Financial Services first reported a position in AQB in Q1 2017 and has held it in 12 quarters since. The position peaked at $199K in Q2 2019. 44 funds tracked by Wall St. Rank hold AQB as of Q4 2019.

Ladenburg Thalmann Financial Services held 3,050 shares of AquaBounty Technologies worth $133K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 306 AquaBounty Technologies shares in Q4 2019, an estimated $13.8K.
AquaBounty Technologies made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2811 holding.
Ladenburg Thalmann Financial Services first reported a position in AquaBounty Technologies in Q1 2017 and has held it in 12 quarters since.
Ladenburg Thalmann Financial Services's AquaBounty Technologies position peaked at $199K in Q2 2019.
44 funds tracked by Wall St. Rank held AquaBounty Technologies as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.