Ladenburg Thalmann Financial Services’s PIMCO Global StockPLUS & Income Fund PGP Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PGP Stock Details PGP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$132K	Sell	11,081 -1,478	-12%	-$17.2K	﹤0.01%	2818
2019 Q3	$145K	Buy	12,559 +162	+1%	+$1.94K	﹤0.01%	2687
2019 Q2	$155K	Buy	12,397 +461	+4%	+$5.72K	﹤0.01%	2649
2019 Q1	$179K	Buy	11,936 +529	+5%	+$7.47K	﹤0.01%	2473
2018 Q4	$133K	Buy	11,407 +881	+8%	+$11.4K	﹤0.01%	2546
2018 Q3	$152K	Sell	10,526 -6,089	-37%	-$91.7K	﹤0.01%	2521
2018 Q2	$223K	Hold	16,615	–	–	﹤0.01%	2153
2018 Q1	$223K	Buy	16,615 +1,554	+10%	+$21.4K	﹤0.01%	2153
2017 Q4	$232K	Buy	15,061 +2,114	+16%	+$34.2K	﹤0.01%	2100
2017 Q3	$216K	Buy	12,947 +1,204	+10%	+$20.6K	﹤0.01%	2045
2017 Q2	$217K	Sell	11,743 -975	-8%	-$18.1K	﹤0.01%	1959
2017 Q1	$221K	Buy	12,718 +4,385	+53%	+$75K	﹤0.01%	1834
2016 Q4	$117K	Buy	8,333 +5,731	+220%	+$92.5K	﹤0.01%	2201
2016 Q3	$53K	Buy	2,602 +732	+39%	+$14.9K	﹤0.01%	2740
2016 Q2	$37K	Sell	1,870 -500	-21%	-$9.8K	﹤0.01%	2910
2016 Q1	$45K	Buy	2,370 +256	+12%	+$4.6K	﹤0.01%	2673
2015 Q4	$38K	Buy	2,114 +1,020	+93%	+$17.9K	﹤0.01%	2771
2015 Q3	$17K	Sell	1,094 -269	-20%	-$4.41K	﹤0.01%	3205
2015 Q2	$23K	Sell	1,363 -113	-8%	-$2.36K	﹤0.01%	3150
2015 Q1	$33K	Sell	1,476 -1,849	-56%	-$39.7K	﹤0.01%	2872
2014 Q4	$65K	Sell	3,325 -1,204	-27%	-$25.7K	﹤0.01%	2181
2014 Q3	$92K	Sell	4,529 -1,164	-20%	-$29.8K	﹤0.01%	1652
2014 Q2	$147K	Buy	5,693 +985	+21%	+$24.1K	﹤0.01%	1367
2014 Q1	$111K	Buy	4,708 +40	+0.9%	+$927	﹤0.01%	1447
2013 Q4	$108K	Buy	4,668 +167	+4%	+$3.84K	﹤0.01%	1430
2013 Q3	$101K	Buy	4,501 +39	+0.9%	+$872	﹤0.01%	1393
2013 Q2	$96K	Buy	+4,462	New	+$99.1K	﹤0.01%	1339

Other funds holding PGP

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

MAFM

Mid Atlantic Financial Management Pittsburgh, Pennsylvania $1.49B AUM 24.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BCA

Biltmore Capital Advisors Princeton, New Jersey $599M AUM 20.23% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PGP Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its PIMCO Global StockPLUS & Income Fund (PGP) stake by 12% in Q4 2019, selling an estimated $17.2K and leaving 11,081 shares worth $132K. The position accounts for ﹤0.01% of the portfolio, ranked #2818.

Ladenburg Thalmann Financial Services first reported a position in PGP in Q2 2013 and has held it in 27 quarters since. The position peaked at $232K in Q4 2017. 30 funds tracked by Wall St. Rank hold PGP as of Q4 2019.

Ladenburg Thalmann Financial Services held 11,081 shares of PIMCO Global StockPLUS & Income Fund worth $132K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 1,478 PIMCO Global StockPLUS & Income Fund shares in Q4 2019, an estimated $17.2K.
PIMCO Global StockPLUS & Income Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2818 holding.
Ladenburg Thalmann Financial Services first reported a position in PIMCO Global StockPLUS & Income Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's PIMCO Global StockPLUS & Income Fund position peaked at $232K in Q4 2017.
30 funds tracked by Wall St. Rank held PIMCO Global StockPLUS & Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.