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PGP

PIMCO Global StockPLUS & Income Fund

23 hedge funds and large institutions have $8.38M invested in PIMCO Global StockPLUS & Income Fund in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 3 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.85% less ownership

Funds ownership: 5.01%4.16% (-0.85%)

12% less funds holding

Funds holding: 2623 (-3)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

22% less capital invested

Capital invested by funds: $10.8M → $8.38M (-$2.42M)

75% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 12

Holders
23
Holders Change
-3
Holders Change %
-11.54%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
3
Reduced
12
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MFS
1
MSI Financial Services
Massachusetts
$2.08M +$173K +8,114 +8%
LPL Financial
2
LPL Financial
California
$1.9M -$13.5K -630 -0.6%
Morgan Stanley
3
Morgan Stanley
New York
$887K -$119K -5,561 -11%
NPC
4
National Planning Corporation
California
$720K -$21.8K -1,018 -3%
TCM
5
Traynor Capital Management
Pennsylvania
$564K +$621K +29,053 New
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$450K -$181K -8,491 -27%
Bank of America
7
Bank of America
North Carolina
$421K -$113K -5,304 -20%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$296K -$8.55K -400 -3%
UBS Group
9
UBS Group
Switzerland
$278K +$306K +14,327 New
VKH
10
Virtu KCG Holdings
New York
$238K -$330K -15,449 -56%
FFC
11
First Financial Corp
Indiana
$142K
GGPS
12
Gary Goldberg Planning Services
New York
$113K -$71.5K -3,345 -36%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$65K -$25.7K -1,204 -27%
AIG
14
American International Group
New York
$56.3K -$18K -840 -22%
Wells Fargo
15
Wells Fargo
California
$43K +$8.68K +406 +22%
HI
16
Hudock Inc
Pennsylvania
$40K
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$39K
Creative Planning
18
Creative Planning
Kansas
$23K -$49.2K -2,300 -66%
NES
19
New England Securities
New York
$11K +$6.41K +300 +120%
BFEC
20
Benjamin F. Edwards & Company
Missouri
$8K +$8.34K +390 New
TRCT
21
Tower Research Capital (TRC)
New York
$3K -$22.4K -1,050 -88%
Citigroup
22
Citigroup
New York
$1K +$1.22K +57 New
BRWA
23
B. Riley Wealth Advisors
Florida
$62 +$68.1K +3,185 New
ZAM
24
Zenit Asset Management
Sweden
-$845K -44,000 Closed
CNB
25
City National Bank
California
-$407K -20,000 Closed

PGP Hedge Fund Activity: Q4 2014 in Review

23 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in PIMCO Global StockPLUS & Income Fund (PGP) for Q4 2014, worth a combined $8.38M — down 22% from $10.8M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of PGP and 5 opened new positions — a net loss of 1 holder — while 12 trimmed existing stakes and 3 added.

The largest buyer was MSI Financial Services, adding an estimated $173K. The largest seller was Zenit Asset Management, exiting entirely with an estimated $845K sold.

  • 23 institutional investors held PIMCO Global StockPLUS & Income Fund (PGP) as of Q4 2014, down from 26 in Q3 2014.
  • Funds reported $8.38M of PIMCO Global StockPLUS & Income Fund stock for Q4 2014, down 22% quarter-over-quarter.
  • 5 funds opened new PIMCO Global StockPLUS & Income Fund positions in Q4 2014 and 6 closed out, a net change of -1 holder.
  • The largest PIMCO Global StockPLUS & Income Fund buyer in Q4 2014 was MSI Financial Services, an estimated $173K added.
  • The largest PIMCO Global StockPLUS & Income Fund seller in Q4 2014 was Zenit Asset Management, an estimated $845K sold.

Based on aggregated 13F filings for Q4 2014.