We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWBI icon
2851
Smith & Wesson
SWBI
$649M
$125K ﹤0.01%
17,155
-6,977
-29% -$42.5K
SKYW icon
2852
Skywest
SKYW
$4.35B
$124K ﹤0.01%
1,923
-120
-6% -$7.31K
EDI
2853
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$124K ﹤0.01%
10,409
+1,000
+11% +$11.9K
MTOR
2854
DELISTED
MERITOR, Inc.
MTOR
$124K ﹤0.01%
4,704
+151
+3% +$3.41K
CNA icon
2855
CNA Financial
CNA
$14.9B
$123K ﹤0.01%
2,761
-15
-0.5% -$677
ESML icon
2856
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.79B
$123K ﹤0.01%
4,281
-22
-0.5% -$608
MC icon
2857
Moelis & Co
MC
$4.85B
$123K ﹤0.01%
3,850
+535
+16% +$17.5K
WDFC icon
2858
WD-40
WDFC
$2.98B
$123K ﹤0.01%
635
-35
-5% -$6.6K
CEQP
2859
DELISTED
Crestwood Equity Partners LP
CEQP
$123K ﹤0.01%
4,010
+1,086
+37% +$35.8K
SNLN
2860
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$123K ﹤0.01%
6,994
-412
-6% -$7.17K
AR icon
2861
Antero Resources
AR
$10.9B
$122K ﹤0.01%
42,828
-2,504
-6% -$6.39K
XPH icon
2862
State Street SPDR S&P Pharmaceuticals ETF
XPH
$481M
$122K ﹤0.01%
2,672
-968
-27% -$38.4K
AQUA
2863
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$122K ﹤0.01%
6,384
+3,548
+125% +$63.6K
KEM
2864
DELISTED
KEMET Corporation
KEM
$122K ﹤0.01%
4,511
+257
+6% +$6.24K
GIII icon
2865
G-III Apparel Group
GIII
$1.54B
$121K ﹤0.01%
3,621
+97
+3% +$2.75K
ISHP icon
2866
First Trust Exchange-Traded Fund VI First Trust S-Network E-Commerce ETF
ISHP
$5.39M
$121K ﹤0.01%
4,903
-364
-7% -$8.76K
DL
2867
DELISTED
China Distance Education Holdings Limited
DL
$121K ﹤0.01%
15,000
– –
CEO
2868
DELISTED
CNOOC Limited
CEO
$121K ﹤0.01%
729
+274
+60% +$42K
GLDM icon
2869
SPDR Gold MiniShares Trust
GLDM
$27.5B
$120K ﹤0.01%
3,792
-9,666
-72% -$286K
GRID
2870
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$10.8B
$120K ﹤0.01%
2,188
+1,081
+98% +$56.2K
RGR icon
2871
Sturm, Ruger & Co
RGR
$603M
$120K ﹤0.01%
2,747
-311
-10% -$14.1K
TQQQ icon
2872
ProShares UltraPro QQQ
TQQQ
$28.6B
$120K ﹤0.01%
11,040
+1,152
+12% +$10.5K
MDC
2873
DELISTED
M.D.C. Holdings, Inc.
MDC
$120K ﹤0.01%
3,354
+1,829
+120% +$68.8K
FSMD icon
2874
Fidelity Small-Mid Multifactor ETF
FSMD
$2.47B
$119K ﹤0.01%
4,447
+159
+4% +$4.12K
XRN
2875
Chiron Real Estate Inc
XRN
$535M
$119K ﹤0.01%
1,794
+473
+36% +$29.7K
113 114
115
116 117

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.