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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPHY icon
2876
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.5B
$119K ﹤0.01%
4,500
– –
EGF
2877
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$119K ﹤0.01%
9,080
-3,061
-25% -$39.9K
GLOP
2878
DELISTED
GASLOG PARTNERS LP
GLOP
$119K ﹤0.01%
7,562
-2,188
-22% -$38K
RJA
2879
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$119K ﹤0.01%
21,389
+500
+2% +$2.68K
GLUU
2880
DELISTED
Glu Mobile Inc.
GLUU
$119K ﹤0.01%
19,742
+24
+0.1% +$137
LM
2881
DELISTED
Legg Mason, Inc.
LM
$119K ﹤0.01%
3,342
+602
+22% +$22.3K
ASR icon
2882
Grupo Aeroportuario del Sureste
ASR
$8.16B
$118K ﹤0.01%
629
-1
-0.2% -$170
GOVI icon
2883
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$118K ﹤0.01%
3,432
-235
-6% -$8.23K
HEQ
2884
John Hancock Hedged Equity & Income Fund
HEQ
$137M
$118K ﹤0.01%
7,921
+343
+5% +$4.88K
PPH icon
2885
VanEck Pharmaceutical ETF
PPH
$985M
$118K ﹤0.01%
1,834
-117
-6% -$7.05K
RRC icon
2886
Range Resources
RRC
$9.33B
$118K ﹤0.01%
25,471
+629
+3% +$2.54K
SIMO icon
2887
Silicon Motion
SIMO
$7.11B
$118K ﹤0.01%
2,329
+290
+14% +$12.4K
SSYS icon
2888
Stratasys
SSYS
$666M
$118K ﹤0.01%
5,868
-433
-7% -$8.63K
STLA icon
2889
Stellantis
STLA
$17.4B
$118K ﹤0.01%
8,018
-86
-1% -$1.24K
WERN icon
2890
Werner Enterprises
WERN
$2.2B
$118K ﹤0.01%
3,316
+1,362
+70% +$49.8K
CSF
2891
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
$118K ﹤0.01%
2,981
-6,524
-69% -$249K
CDMO
2892
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$118K ﹤0.01%
15,404
+10,577
+219% +$61.7K
SLT
2893
DELISTED
Pacer Salt High truBeta US Market ETF
SLT
$118K ﹤0.01%
4,200
– –
DORM icon
2894
Dorman Products
DORM
$4.22B
$117K ﹤0.01%
1,545
-78
-5% -$5.9K
GHC icon
2895
Graham Holdings Company
GHC
$5.31B
$117K ﹤0.01%
184
-41
-18% -$26.2K
GTX icon
2896
Garrett Motion
GTX
$5.39B
$117K ﹤0.01%
11,864
-1,115
-9% -$11.4K
XLSR icon
2897
State Street US Sector Rotation ETF
XLSR
$983M
$117K ﹤0.01%
3,396
-2,165
-39% -$70K
BWZ icon
2898
State Street SPDR Bloomberg Short Term International Treasury Bond ETF
BWZ
$264M
$116K ﹤0.01%
3,745
-735
-16% -$22.4K
CCRD
2899
DELISTED
CoreCard
CCRD
$116K ﹤0.01%
2,910
+273
+10% +$11.8K
VRN
2900
DELISTED
Veren
VRN
$116K ﹤0.01%
25,918
+25,763
+16,621% +$101K
114 115
116
117 118

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.