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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STAY
2901
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$116K ﹤0.01%
7,833
+235
+3% +$3.42K
BMI icon
2902
Badger Meter
BMI
$3.87B
$115K ﹤0.01%
1,781
+64
+4% +$3.8K
CIF
2903
DELISTED
MFS Intermediate High Income Fund
CIF
$115K ﹤0.01%
41,292
+23,638
+134% +$63.9K
CPF icon
2904
Central Pacific Financial
CPF
$1.02B
$115K ﹤0.01%
3,888
+117
+3% +$3.41K
DMLP icon
2905
Dorchester Minerals
DMLP
$1.3B
$115K ﹤0.01%
5,908
+43
+0.7% +$771
EWS icon
2906
iShares MSCI Singapore ETF
EWS
$1.04B
$115K ﹤0.01%
4,792
+902
+23% +$21.7K
MXL icon
2907
MaxLinear
MXL
$5.19B
$115K ﹤0.01%
5,425
+5,394
+17,400% +$112K
PFGC icon
2908
Performance Food Group
PFGC
$18.3B
$115K ﹤0.01%
2,218
+847
+62% +$38.7K
SQM icon
2909
Sociedad Química y Minera de Chile
SQM
$19.3B
$115K ﹤0.01%
4,288
-4,715
-52% -$124K
FUND
2910
Sprott Focus Trust
FUND
$296M
$114K ﹤0.01%
15,509
– –
PENG
2911
Penguin Solutions Inc
PENG
$2.24B
$114K ﹤0.01%
6,010
– –
CSSE
2912
DELISTED
Chicken Soup for the Soul Entertainment, Inc. Class A Common Stock
CSSE
$114K ﹤0.01%
14,258
+1,211
+9% +$10.6K
SAL
2913
DELISTED
Salisbury Bancorp, Inc.
SAL
$114K ﹤0.01%
4,976
+10
+0.2% +$209
BNFT
2914
DELISTED
Benefitfocus, Inc.
BNFT
$114K ﹤0.01%
5,200
+200
+4% +$4.53K
CZR
2915
DELISTED
Caesars Entertainment Corporation
CZR
$114K ﹤0.01%
8,361
– –
FLO icon
2916
Flowers Foods
FLO
$1.58B
$113K ﹤0.01%
5,309
-3,475
-40% -$75.5K
RSPD icon
2917
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$321M
$113K ﹤0.01%
3,060
-5,391
-64% -$193K
SIVR icon
2918
abrdn Physical Silver Shares ETF
SIVR
$3.98B
$113K ﹤0.01%
6,472
-1,817
-22% -$30.5K
ROOF
2919
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
$113K ﹤0.01%
4,423
+465
+12% +$12.1K
NUVA
2920
DELISTED
NuVasive, Inc.
NUVA
$113K ﹤0.01%
1,468
+51
+4% +$3.6K
DBAW icon
2921
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$282M
$112K ﹤0.01%
3,847
+3,303
+607% +$93.8K
ESGG icon
2922
FlexShares STOXX Global ESG Select Index Fund
ESGG
$108M
$112K ﹤0.01%
1,023
+4
+0.4% +$413
FITE
2923
State Street SPDR S&P Kensho Future Security ETF
FITE
$137M
$112K ﹤0.01%
2,870
+2,261
+371% +$86.5K
MMYT icon
2924
MakeMyTrip
MMYT
$5.38B
$112K ﹤0.01%
4,853
-32
-0.7% -$774
SAFE
2925
Safehold
SAFE
$1.17B
$112K ﹤0.01%
1,610
-213
-12% -$13.5K
115 116
117
118 119

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.