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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTGN icon
2926
VistaGen Therapeutics
VTGN
$9.98M
$112K ﹤0.01%
5,424
-400
-7% -$10.1K
CNH
2927
CNH Industrial
CNH
$13.3B
$112K ﹤0.01%
11,615
-93
-0.8% -$874
VFLQ
2928
DELISTED
Vanguard U.S. Liquidity Factor ETF
VFLQ
$112K ﹤0.01%
1,260
+7
+0.6% +$594
BQH
2929
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$112K ﹤0.01%
7,380
+2,024
+38% +$30K
AGO icon
2930
Assured Guaranty
AGO
$3.73B
$111K ﹤0.01%
2,271
-178
-7% -$8.51K
ERII icon
2931
Energy Recovery
ERII
$420M
$111K ﹤0.01%
11,304
+230
+2% +$2.12K
H icon
2932
Hyatt Hotels
H
$17.5B
$111K ﹤0.01%
1,240
+37
+3% +$2.88K
PSEP icon
2933
Innovator US Equity Power Buffer ETF September
PSEP
$839M
$111K ﹤0.01%
4,300
+250
+6% +$6.32K
JTA
2934
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$111K ﹤0.01%
9,178
+675
+8% +$7.79K
FTI icon
2935
TechnipFMC
FTI
$28.6B
$110K ﹤0.01%
6,866
-44,178
-87% -$685K
GBAB
2936
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$380M
$110K ﹤0.01%
4,648
-22,084
-83% -$526K
HELE icon
2937
Helen of Troy
HELE
$656M
$110K ﹤0.01%
620
+9
+1% +$1.44K
ITRI icon
2938
Itron
ITRI
$4.54B
$110K ﹤0.01%
1,650
-149
-8% -$11.7K
QLYS icon
2939
Qualys
QLYS
$4.76B
$110K ﹤0.01%
1,322
+164
+14% +$13.6K
SSL icon
2940
Sasol
SSL
$7.4B
$110K ﹤0.01%
5,092
+3,572
+235% +$68.3K
BOOT icon
2941
Boot Barn
BOOT
$4.58B
$109K ﹤0.01%
2,455
+1,113
+83% +$43.9K
EGHT icon
2942
8x8 Inc
EGHT
$279M
$109K ﹤0.01%
5,940
– –
FDIQ
2943
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$54M
$109K ﹤0.01%
2,020
– –
MSA icon
2944
Mine Safety
MSA
$6.79B
$109K ﹤0.01%
862
-67
-7% -$8.06K
CLVS
2945
DELISTED
Clovis Oncology, Inc.
CLVS
$109K ﹤0.01%
10,498
+5,703
+119% +$41.5K
AEG icon
2946
Aegon
AEG
$13.3B
$108K ﹤0.01%
25,804
+10,640
+70% +$43.4K
AORT icon
2947
Artivion
AORT
$1.34B
$108K ﹤0.01%
4,000
– –
FID icon
2948
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$167M
$108K ﹤0.01%
5,857
+340
+6% +$6.03K
RING icon
2949
iShares MSCI Global Gold Miners ETF
RING
$2.26B
$108K ﹤0.01%
4,448
+2,179
+96% +$48.4K
TW icon
2950
Tradeweb Markets
TW
$23B
$108K ﹤0.01%
2,313
+369
+19% +$15.9K
116 117
118
119 120

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.