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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFSI icon
2976
PennyMac Financial
PFSI
$4.47B
$105K ﹤0.01%
3,088
+1,056
+52% +$34.3K
FDEU
2977
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$105K ﹤0.01%
7,083
+1,025
+17% +$14.9K
IBKC
2978
DELISTED
IBERIABANK Corp
IBKC
$105K ﹤0.01%
1,370
-177
-11% -$13.1K
EQNR icon
2979
Equinor
EQNR
$97.3B
$104K ﹤0.01%
5,143
+517
+11% +$9.78K
HTBK
2980
DELISTED
Heritage Commerce
HTBK
$104K ﹤0.01%
8,049
+804
+11% +$9.79K
TGTX icon
2981
TG Therapeutics
TGTX
$8.19B
$104K ﹤0.01%
9,327
+3,000
+47% +$22.8K
WPX
2982
DELISTED
WPX Energy, Inc.
WPX
$104K ﹤0.01%
7,608
+191
+3% +$2.04K
ABEV icon
2983
Ambev
ABEV
$47.9B
$103K ﹤0.01%
21,901
-2,730
-11% -$12.1K
CZNC icon
2984
Citizens & Northern Corp
CZNC
$449M
$103K ﹤0.01%
3,640
– –
HLI icon
2985
Houlihan Lokey
HLI
$9.72B
$103K ﹤0.01%
2,090
+701
+50% +$33.1K
PCM
2986
PCM Fund
PCM
$68.7M
$103K ﹤0.01%
+9,000
New +$103K
PZC
2987
DELISTED
PIMCO California Municipal Income Fund III
PZC
$103K ﹤0.01%
9,011
– –
VSGX icon
2988
Vanguard ESG International Stock ETF
VSGX
$6.34B
$103K ﹤0.01%
1,968
+573
+41% +$29.5K
OPB
2989
DELISTED
Opus Bank Common Stock
OPB
$103K ﹤0.01%
3,977
-949
-19% -$23.5K
HCKT icon
2990
Hackett Group
HCKT
$281M
$102K ﹤0.01%
6,346
+292
+5% +$4.64K
TSBK icon
2991
Timberland Bancorp
TSBK
$352M
$102K ﹤0.01%
3,426
+1,120
+49% +$31.4K
PE
2992
DELISTED
PARSLEY ENERGY INC
PE
$102K ﹤0.01%
5,381
+993
+23% +$16.4K
TGE
2993
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
$102K ﹤0.01%
4,614
-2,730
-37% -$52.4K
FMX icon
2994
Fomento Económico Mexicano
FMX
$41.2B
$101K ﹤0.01%
1,061
-86
-7% -$7.91K
GOAU icon
2995
US Global GO Gold and Precious Metal Miners ETF
GOAU
$161M
$101K ﹤0.01%
5,789
+3,829
+195% +$61.3K
KNGZ icon
2996
First Trust Exchange-Traded Fund VI First Trust S&P 500 Diversified Dividend Aristocrats ETF
KNGZ
$63.8M
$101K ﹤0.01%
4,179
-158
-4% -$3.64K
KTOS icon
2997
Kratos Defense & Security Solutions
KTOS
$8.23B
$101K ﹤0.01%
5,442
-668
-11% -$12.4K
MGRC icon
2998
McGrath RentCorp
MGRC
$2.87B
$101K ﹤0.01%
1,328
+69
+5% +$5.01K
NOMD icon
2999
Nomad Foods
NOMD
$1.77B
$101K ﹤0.01%
4,517
+488
+12% +$9.94K
RMR icon
3000
The RMR Group
RMR
$335M
$101K ﹤0.01%
2,212
-114
-5% -$5.29K
118 119
120
121 122

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.