Ladenburg Thalmann Financial Services’s PIMCO California Municipal Income Fund III PZC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PZC Stock Details PZC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$103K	Hold	9,011	–	–	﹤0.01%	2990
2019 Q3	$101K	Buy	9,011 +7,001	+348%	+$78.9K	﹤0.01%	2925
2019 Q2	$22K	Hold	2,010	–	–	﹤0.01%	3997
2019 Q1	$22K	Sell	2,010 -7,000	-78%	-$74.3K	﹤0.01%	3937
2018 Q4	$86K	Hold	9,010	–	–	﹤0.01%	2856
2018 Q3	$91K	Hold	9,010	–	–	﹤0.01%	2895
2018 Q2	$87K	Hold	9,010	–	–	﹤0.01%	2839
2018 Q1	$87K	Sell	9,010 -28,140	-76%	-$282K	﹤0.01%	2839
2017 Q4	$388K	Buy	37,150 +62	+0.2%	+$652	﹤0.01%	1721
2017 Q3	$403K	Buy	37,088 +93	+0.3%	+$1.02K	﹤0.01%	1604
2017 Q2	$467K	Buy	36,995 +11,095	+43%	+$138K	0.01%	1426
2017 Q1	$305K	Buy	25,900 +6,750	+35%	+$79.1K	﹤0.01%	1627
2016 Q4	$217K	Hold	19,150	–	–	﹤0.01%	1773
2016 Q3	$246K	Hold	19,150	–	–	﹤0.01%	1612
2016 Q2	$236K	Buy	19,150 +18,150	+1,815%	+$218K	﹤0.01%	1573
2016 Q1	$12K	Hold	1,000	–	–	﹤0.01%	3596
2015 Q4	$12K	Buy	+1,000	New	+$11.4K	﹤0.01%	3576

Other funds holding PZC

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.88B AUM 32.38% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $18.1B AUM 24.63% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Certuity North Palm Beach, Florida $2.03B AUM 88.59% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PZC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its PIMCO California Municipal Income Fund III (PZC) position steady in Q4 2019 at 9,011 shares worth $103K. The position accounts for ﹤0.01% of the portfolio, ranked #2990.

Ladenburg Thalmann Financial Services first reported a position in PZC in Q4 2015 and has held it in 17 quarters since. The position peaked at $467K in Q2 2017. 24 funds tracked by Wall St. Rank hold PZC as of Q4 2019.

Ladenburg Thalmann Financial Services held 9,011 shares of PIMCO California Municipal Income Fund III worth $103K as of Q4 2019.
Ladenburg Thalmann Financial Services left its PIMCO California Municipal Income Fund III share count unchanged in Q4 2019.
PIMCO California Municipal Income Fund III made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2990 holding.
Ladenburg Thalmann Financial Services first reported a position in PIMCO California Municipal Income Fund III in Q4 2015 and has held it in 17 quarters since.
Ladenburg Thalmann Financial Services's PIMCO California Municipal Income Fund III position peaked at $467K in Q2 2017.
24 funds tracked by Wall St. Rank held PIMCO California Municipal Income Fund III as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.