Certuity’s PIMCO California Municipal Income Fund III PZC Stock Holding History

Certuity’s Portfolio PZC Stock Details PZC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-50,000	Closed	-$551K	–	379
2021 Q3	$551K	Hold	50,000	–	–	0.11%	142
2021 Q2	$574K	Hold	50,000	–	–	0.13%	117
2021 Q1	$528K	Hold	50,000	–	–	0.14%	104
2020 Q4	$513K	Sell	50,000 -32,479	-39%	-$336K	0.17%	99
2020 Q3	$878K	Hold	82,479	–	–	0.35%	45
2020 Q2	$829K	Hold	82,479	–	–	0.39%	45
2020 Q1	$803K	Hold	82,479	–	–	0.45%	40
2019 Q4	$941K	Buy	+82,479	New	+$940K	0.45%	43

Other funds holding PZC

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

GSWM

Golden State Wealth Management Santa Ana, California $1.1B AUM 27.49% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

WealthSource Partners San Luis Obispo, California $1.54B AUM 16.68% 1-Year Est. Return

ACA

Ackerman Capital Advisors Dallas, Texas $488M AUM 14.36% 1-Year Est. Return

Certuity's PZC Position: Q4 2021 in Review

Certuity sold out of PIMCO California Municipal Income Fund III (PZC) in Q4 2021, closing a stake of 50,000 shares — an estimated $551K sold.

Certuity first reported a position in PZC in Q4 2019 and held it in 8 quarters. The position peaked at $941K in Q4 2019. 26 funds tracked by Wall St. Rank hold PZC as of Q4 2021.

Certuity reported no remaining PIMCO California Municipal Income Fund III position as of Q4 2021 after selling out during the quarter.
Certuity sold 50,000 PIMCO California Municipal Income Fund III shares in Q4 2021, an estimated $551K.
Certuity first reported a position in PIMCO California Municipal Income Fund III in Q4 2019 and held it in 8 quarters.
Certuity's PIMCO California Municipal Income Fund III position peaked at $941K in Q4 2019.
26 funds tracked by Wall St. Rank held PIMCO California Municipal Income Fund III as of Q4 2021.

Based on Certuity's 13F filing for Q4 2021, filed 14 Feb 2022.