Ladenburg Thalmann Financial Services’s Heritage Commerce HTBK Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio HTBK Stock Details HTBK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$104K	Buy	8,049 +804	+11%	+$9.79K	﹤0.01%	2983
2019 Q3	$85K	Buy	7,245 +65	+0.9%	+$772	﹤0.01%	3049
2019 Q2	$88K	Buy	7,180 +62	+0.9%	+$763	﹤0.01%	3056
2019 Q1	$86K	Buy	7,118 +53	+0.8%	+$692	﹤0.01%	2990
2018 Q4	$81K	Sell	7,065 -4,634	-40%	-$64.3K	﹤0.01%	2910
2018 Q3	$174K	Buy	11,699 +6,960	+147%	+$110K	﹤0.01%	2417
2018 Q2	$79K	Hold	4,739	–	–	﹤0.01%	2918
2018 Q1	$79K	Buy	4,739 +63	+1%	+$1.02K	﹤0.01%	2918
2017 Q4	$72K	Buy	4,676 +30	+0.6%	+$456	﹤0.01%	2972
2017 Q3	$66K	Buy	4,646 +33	+0.7%	+$452	﹤0.01%	2900
2017 Q2	$64K	Buy	4,613 +1,810	+65%	+$25.1K	﹤0.01%	2848
2017 Q1	$40K	Buy	+2,803	New	+$39.3K	﹤0.01%	3075

Other funds holding HTBK

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

WHG

Westwood Holdings Group Dallas, Texas $13.7B AUM 21.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Ladenburg Thalmann Financial Services's HTBK Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Heritage Commerce (HTBK) stake by 11% in Q4 2019, buying an estimated $9.79K and bringing the position to 8,049 shares worth $104K. The position accounts for ﹤0.01% of the portfolio, ranked #2983.

Ladenburg Thalmann Financial Services first reported a position in HTBK in Q1 2017 and has held it in 12 quarters since. The position peaked at $174K in Q3 2018. 131 funds tracked by Wall St. Rank hold HTBK as of Q4 2019.

Ladenburg Thalmann Financial Services held 8,049 shares of Heritage Commerce worth $104K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 804 Heritage Commerce shares in Q4 2019, an estimated $9.79K.
Heritage Commerce made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2983 holding.
Ladenburg Thalmann Financial Services first reported a position in Heritage Commerce in Q1 2017 and has held it in 12 quarters since.
Ladenburg Thalmann Financial Services's Heritage Commerce position peaked at $174K in Q3 2018.
131 funds tracked by Wall St. Rank held Heritage Commerce as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.