LTFS
PCM

Ladenburg Thalmann Financial Services’s PCM Fund PCM Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PCM Stock Details PCM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$103K Buy
+9,000
New +$103K ﹤0.01% 2989
2019
Q3 		– Sell
-150
Closed -$2K – 5395
2019
Q2 		$2K Hold
150
– – ﹤0.01% 4989
2019
Q1 		$2K Hold
150
– – ﹤0.01% 4958
2018
Q4 		$2K Sell
150
-550
-79% -$5.78K ﹤0.01% 4913
2018
Q3 		$8K Sell
700
-3,998
-85% -$45.9K ﹤0.01% 4396
2018
Q2 		$53K Hold
4,698
– – ﹤0.01% 3216
2018
Q1 		$53K Sell
4,698
-8,292
-64% -$92.2K ﹤0.01% 3216
2017
Q4 		$150K Buy
12,990
+2,004
+18% +$23.3K ﹤0.01% 2433
2017
Q3 		$128K Sell
10,986
-24,693
-69% -$283K ﹤0.01% 2436
2017
Q2 		$401K Sell
35,679
-20,315
-36% -$216K ﹤0.01% 1527
2017
Q1 		$568K Buy
55,994
+617
+1% +$6.29K 0.01% 1246
2016
Q4 		$554K Buy
55,377
+4,772
+9% +$46.9K 0.01% 1193
2016
Q3 		$506K Buy
50,605
+32,381
+178% +$326K 0.01% 1189
2016
Q2 		$177K Buy
+18,224
New +$177K ﹤0.01% 1767
2014
Q4 		– Sell
-2,095
Closed -$23K – 4408
2014
Q3 		$23K Hold
2,095
– – ﹤0.01% 2553
2014
Q2 		$26K Hold
2,095
– – ﹤0.01% 2466
2014
Q1 		$26K Hold
2,095
– – ﹤0.01% 2393
2013
Q4 		$24K Sell
2,095
-2,616
-56% -$30K ﹤0.01% 2423
2013
Q3 		$54K Sell
4,711
-430
-8% -$4.88K ﹤0.01% 1779
2013
Q2 		$60K Buy
+5,141
New +$65.6K ﹤0.01% 1604

Other funds holding PCM

FFA
First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return
SCM
SOL Capital Management Rockville, Maryland $206M AUM 17.87% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
MAFM
Mid Atlantic Financial Management Pittsburgh, Pennsylvania $1.49B AUM 24.08% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
HKAM
Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return
Lido Advisors
Lido Advisors Los Angeles, California $32.7B AUM 19.2% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PCM Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services opened a new position in PCM Fund (PCM) in Q4 2019: 9,000 shares worth $103K. The stake represents ﹤0.01% of the portfolio and ranks #2989 among its holdings. This is a return to the name: Ladenburg Thalmann Financial Services previously reported a position in PCM as recently as Q2 2019.

Ladenburg Thalmann Financial Services first reported a position in PCM in Q2 2013 and has held it in 20 quarters since. The position peaked at $568K in Q1 2017. 23 funds tracked by Wall St. Rank hold PCM as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 9,000 shares of PCM Fund worth $103K as of Q4 2019.
  • PCM Fund was a new Ladenburg Thalmann Financial Services position in Q4 2019.
  • PCM Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2989 holding.
  • Ladenburg Thalmann Financial Services first reported a position in PCM Fund in Q2 2013 and has held it in 20 quarters since.
  • Ladenburg Thalmann Financial Services's PCM Fund position peaked at $568K in Q1 2017.
  • 23 funds tracked by Wall St. Rank held PCM Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.