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PCM

PCM Fund

20 hedge funds and large institutions have $18.7M invested in PCM Fund in 2016 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 2020 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

0% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 8

1.66% less ownership

Funds ownership: 17.89%16.23% (-1.7%)

7% less capital invested

Capital invested by funds: $20.1M → $18.7M (-$1.4M)

Holders
20
Holders Change
Holders Change %
0%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
8
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FFA
1
First Foundation Advisors
California
$8.04M -$1.16M -115,654 -13%
HK
2
Horizon Kinetics
New York
$2.72M -$345K -34,269 -11%
AG
3
Advisor Group
Arizona
$2.6M -$38K -3,780 -1%
NPC
4
National Planning Corporation
California
$1.94M -$40.8K -4,057 -2%
GC
5
Guggenheim Capital
Illinois
$792K -$191K -19,043 -19%
Bessemer Group
6
Bessemer Group
New Jersey
$570K +$99.3K +9,877 +21%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$506K +$326K +32,381 +178%
Morgan Stanley
8
Morgan Stanley
New York
$485K +$239K +23,755 +96%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$297K +$175K +17,407 +142%
VKH
10
Virtu KCG Holdings
New York
$160K +$161K +16,024 New
RJA
11
Raymond James & Associates
Florida
$157K +$158K +15,749 New
Wells Fargo
12
Wells Fargo
California
$93K +$2.85K +283 +3%
PFBT
13
Parkside Financial Bank & Trust
Missouri
$66K +$25.3K +2,514 +62%
MFS
14
MSI Financial Services
Massachusetts
$64K -$172K -17,157 -73%
UBS Group
15
UBS Group
Switzerland
$60K -$681K -67,742 -92%
Bank of America
16
Bank of America
North Carolina
$55K +$23.2K +2,312 +72%
NSIM
17
North Star Investment Management
Illinois
$35K
IA
18
IFP Advisors
Florida
$32K
NFG
19
Next Financial Group
Texas
$21K +$14.7K +1,465 +234%
WP
20
WealthPLAN Partners
Nebraska
$19.9K -$20.1K -2,000 -50%
Stifel Financial
21
Stifel Financial
Missouri
-$243K -25,027 Closed
RCM
22
Robinson Capital Management
Michigan
-$239K -24,587 Closed

PCM Hedge Fund Activity: Q3 2016 in Review

20 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in PCM Fund (PCM) for Q3 2016, worth a combined $18.7M — down 7% from $20.1M a quarter earlier.

Fund positioning in PCM was balanced in Q3 2016: 2 funds opened new positions, 2 closed out, 8 added to existing stakes and 8 trimmed.

The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $326K. The largest seller was First Foundation Advisors, cutting an estimated $1.16M.

  • 20 institutional investors held PCM Fund (PCM) as of Q3 2016, unchanged from Q2 2016.
  • Funds reported $18.7M of PCM Fund stock for Q3 2016, down 7% quarter-over-quarter.
  • 2 funds opened new PCM Fund positions in Q3 2016 and 2 closed out, a net change of 0 holders.
  • The largest PCM Fund buyer in Q3 2016 was Ladenburg Thalmann Financial Services, an estimated $326K added.
  • The largest PCM Fund seller in Q3 2016 was First Foundation Advisors, an estimated $1.16M sold.

Based on aggregated 13F filings for Q3 2016.