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PCM

PCM Fund
PCM

22 hedge funds and large institutions have $22M invested in PCM Fund in 2013 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 22 → 22 (0)

0% more first-time investments, than exits

New positions opened: 1 | Existing positions closed: 1

0% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 7

0.94% less ownership

Funds ownership: 17.5% → 16.56% (-0.94%)

8% less capital invested

Capital invested by funds: $23.9M → $22M (-$1.92M)

Holders
22
Holders Change
–
Holders Change %
0%
% of All Funds
0.71%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
7
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
HK
Horizon Kinetics
New York
+$750K
2
RCM
Rivernorth Capital Management
Florida
+$196K
3
GC
Guggenheim Capital
Illinois
+$171K
4
FFA
First Foundation Advisors
California
+$150K
5
Bank of America
Bank of America
North Carolina
+$142K

Top Sellers

Rank Fund Capital Flow
1
SCM
SOL Capital Management
Maryland
-$2.36M
2
Morgan Stanley
Morgan Stanley
New York
-$347K
3
AIG
American International Group
New York
-$18.5K
4
Wells Fargo
Wells Fargo
California
-$13.7K
5
Creative Planning
Creative Planning
Kansas
-$11.4K
Name Holding Trade Value Shares
Change 		Change in
Stake
FFA
1
First Foundation Advisors
California
$9.04M +$150K +13,222 +2%
HK
2
Horizon Kinetics
New York
$5.24M +$750K +65,990 +17%
AIG
3
American International Group
New York
$2.81M -$18.5K -1,625 -0.7%
GC
4
Guggenheim Capital
Illinois
$2.11M +$171K +15,055 +9%
NPC
5
National Planning Corporation
California
$724K +$30.7K +2,705 +5%
Morgan Stanley
6
Morgan Stanley
New York
$636K -$347K -30,565 -35%
RCM
7
Rivernorth Capital Management
Florida
$401K +$196K +17,227 +97%
Bank of America
8
Bank of America
North Carolina
$265K +$142K +12,524 +118%
MFS
9
MSI Financial Services
Massachusetts
$163K – – –
Invesco
10
Invesco
Georgia
$158K – – –
BCA
11
Benchmark Capital Advisors
New York
$142K – – –
AFC
12
AFT Forsyth & Company
Florida
$55K – – –
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$54K -$4.88K -430 -8%
Barclays
14
Barclays
United Kingdom
$43K +$23.9K +2,100 +116%
U
15
UBS
Switzerland
$37K -$716 -63 -2%
Creative Planning
16
Creative Planning
Kansas
$27K -$11.4K -1,000 -30%
Wells Fargo
17
Wells Fargo
California
$26K -$13.7K -1,207 -35%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$18K – – –
SC
19
Saturna Capital
Washington
$11K – – –
WCM
20
Windsor Capital Management
Arizona
$11K – – –
WT
21
Whittier Trust
California
$5K – – –
Nomura Holdings
22
Nomura Holdings
Japan
$2K +$2.27K +200 New
TRCT
23
Tower Research Capital (TRC)
New York
$1K -$9.09K -800 -89%
SCM
24
SOL Capital Management
Maryland
– -$2.36M -200,937 Closed

PCM Hedge Fund Activity: Q3 2013 in Review

22 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PCM Fund (PCM) for Q3 2013, worth a combined $22M — down 8.1% from $23.9M a quarter earlier.

Fund positioning in PCM was balanced in Q3 2013: 1 fund opened new positions, 1 closed out, 7 added to existing stakes and 7 trimmed.

The largest buyer was Horizon Kinetics, adding an estimated $750K. The largest seller was SOL Capital Management, exiting entirely with an estimated $2.36M sold.

  • 22 institutional investors held PCM Fund (PCM) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $22M of PCM Fund stock for Q3 2013, down 8.1% quarter-over-quarter.
  • 1 fund opened new PCM Fund positions in Q3 2013 and 1 closed out, a net change of 0 holders.
  • The largest PCM Fund buyer in Q3 2013 was Horizon Kinetics, an estimated $750K added.
  • The largest PCM Fund seller in Q3 2013 was SOL Capital Management, an estimated $2.36M sold.

Based on aggregated 13F filings for Q3 2013.