PCM

PCM Fund
PCM

Overview Fund Activity

22 hedge funds and large institutions have $22M invested in PCM Fund in 2013 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
22
Holders Change
–
Holders Change %
0%
% of All Funds
0.71%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
7
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HK
1
Horizon Kinetics
New York
$5.24M
2
RCM
2
Rivernorth Capital Management
Florida
$401K
3
GC
3
Guggenheim Capital
Illinois
$2.11M
4
FFA
4
First Foundation Advisors
California
$9.04M
5
Bank of America
5
Bank of America
North Carolina
$265K

Top Sellers

1
SCM
1
SOL Capital Management
Maryland
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$636K
3
Invesco
3
Invesco
Georgia
$158K
4
AIG
4
American International Group
New York
$2.81M
5
Wells Fargo
5
Wells Fargo
California
$26K
Name Holding Trade Value Shares
Change 		Shares
Change %
FFA
1
First Foundation Advisors
California
$9.04M +$151K +13,222 +2%
HK
2
Horizon Kinetics
New York
$5.24M +$756K +65,990 +17%
AIG
3
American International Group
New York
$2.81M -$18.6K -1,625 -0.7%
GC
4
Guggenheim Capital
Illinois
$2.11M +$172K +15,055 +9%
NPC
5
National Planning Corporation
California
$724K +$31.5K +2,705 +5%
Morgan Stanley
6
Morgan Stanley
New York
$636K -$350K -30,565 -35%
RCM
7
Rivernorth Capital Management
Florida
$401K +$197K +17,227 +97%
Bank of America
8
Bank of America
North Carolina
$265K +$143K +12,524 +118%
MFS
9
MSI Financial Services
Massachusetts
$163K – – –
Invesco
10
Invesco
Georgia
$158K -$292K – –
BCA
11
Benchmark Capital Advisors
New York
$142K – – –
AFC
12
AFT Forsyth & Company
Florida
$55K – – –
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$54K -$4.93K -430 -8%
Barclays
14
Barclays
United Kingdom
$43K +$23.1K +2,100 +116%
U
15
UBS
Switzerland
$37K -$728 -63 -2%
Creative Planning
16
Creative Planning
Kansas
$27K -$11.6K -1,000 -30%
Wells Fargo
17
Wells Fargo
California
$26K -$13.8K -1,207 -35%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$18K – – –
WCM
19
Windsor Capital Management
Arizona
$11K – – –
SC
20
Saturna Capital
Washington
$11K – – –
WT
21
Whittier Trust
California
$5K – – –
Nomura Holdings
22
Nomura Holdings
Japan
$2K +$2K +200 New
TRCT
23
Tower Research Capital (TRC)
New York
$1K -$8K -800 -89%
SCM
24
SOL Capital Management
Maryland
– -$2.36M -200,937 Closed