PCM

PCM Fund
PCM

Overview Fund Activity

23 hedge funds and large institutions have $9.97M invested in PCM Fund in 2019 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 3 closing their positions.

Holders
23
Holders Change
-1
Holders Change %
-4.17%
% of All Funds
0.45%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
8
Reduced
6
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Truist Financial
1
Truist Financial
North Carolina
$225K
2
LPL Financial
2
LPL Financial
California
$1.14M
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$103K
4
AG
4
Advisor Group
Arizona
$255K
5
Bank of America
5
Bank of America
North Carolina
$566K

Top Sellers

1
FFA
1
First Foundation Advisors
California
$2.27M
2
HKAM
2
Horizon Kinetics Asset Management
New York
$460K
3
BF
3
BOK Financial
Oklahoma
$0
4
MAFM
4
Mid Atlantic Financial Management
Pennsylvania
$1.06M
5
Morgan Stanley
5
Morgan Stanley
New York
$119K
Name Market Value Shares Shares
Change 		Shares
Change %
FFA
1
First Foundation Advisors
California
$2.27M 197,779 -22,090 -10%
SCM
2
SOL Capital Management
Maryland
$1.86M 162,664 -23 -0%
LPL Financial
3
LPL Financial
California
$1.14M 99,489 +15,550 +19%
MAFM
4
Mid Atlantic Financial Management
Pennsylvania
$1.06M 92,020 -8,875 -9%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$737K 64,389 +791 +1%
Bank of America
6
Bank of America
North Carolina
$566K 49,434 +1,233 +3%
HKAM
7
Horizon Kinetics Asset Management
New York
$460K 40,118 -12,577 -24%
Lido Advisors
8
Lido Advisors
California
$315K 27,266 – –
RJA
9
Raymond James & Associates
Florida
$287K 25,079 +717 +3%
AG
10
Advisor Group
Arizona
$255K 22,312 +2,221 +11%
Truist Financial
11
Truist Financial
North Carolina
$225K 19,600 +19,600 New
WI
12
Wintrust Investments
Illinois
$159K 13,832 +10 +0.1%
Wells Fargo
13
Wells Fargo
California
$139K 12,163 – –
Morgan Stanley
14
Morgan Stanley
New York
$119K 10,366 -5,669 -35%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$103K 9,000 +9,000 New
UBS Group
16
UBS Group
Switzerland
$74K 6,459 +842 +15%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$63K 5,523 – –
APA
18
American Portfolios Advisors
New York
$57.3K 5,000 – –
NFG
19
Next Financial Group
Texas
$36K 3,124 +926 +42%
FIA
20
FNY Investment Advisers
New York
$35K 3,082 -290 -9%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$6K 507 – –
WCG
22
Weaver Consulting Group
California
$3K 300 – –
BF
23
BOK Financial
Oklahoma
– – -11,186 Closed
NSIM
24
North Star Investment Management
Illinois
– – -2,000 Closed
GSWM
25
Golden State Wealth Management
California
– – -200 Closed
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