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PCM

PCM Fund

23 hedge funds and large institutions have $9.97M invested in PCM Fund in 2019 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

0.26% less ownership

Funds ownership: 7.78%7.52% (-0.26%)

0% less capital invested

Capital invested by funds: $10M → $9.97M (-$41.3K)

4% less funds holding

Funds holding: 2423 (-1)

Holders
23
Holders Change
-1
Holders Change %
-4.17%
% of All Funds
0.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
8
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FFA
1
First Foundation Advisors
California
$2.27M -$252K -22,090 -10%
SCM
2
SOL Capital Management
Maryland
$1.86M -$262 -23 -0%
LPL Financial
3
LPL Financial
California
$1.14M +$177K +15,550 +19%
MAFM
4
Mid Atlantic Financial Management
Pennsylvania
$1.05M -$101K -8,875 -9%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$737K +$9.02K +791 +1%
Bank of America
6
Bank of America
North Carolina
$566K +$14.1K +1,233 +3%
HKAM
7
Horizon Kinetics Asset Management
New York
$460K -$143K -12,577 -24%
Lido Advisors
8
Lido Advisors
California
$315K
RJA
9
Raymond James & Associates
Florida
$287K +$8.18K +717 +3%
AG
10
Advisor Group
Arizona
$255K +$25.3K +2,221 +11%
Truist Financial
11
Truist Financial
North Carolina
$225K +$223K +19,600 New
WI
12
Wintrust Investments
Illinois
$159K +$114 +10 +0.1%
Wells Fargo
13
Wells Fargo
California
$139K
Morgan Stanley
14
Morgan Stanley
New York
$119K -$64.6K -5,669 -35%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$103K +$103K +9,000 New
UBS Group
16
UBS Group
Switzerland
$74K +$9.6K +842 +15%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$63K
APA
18
American Portfolios Advisors
New York
$57.3K
NFG
19
Next Financial Group
Texas
$36K +$10.6K +926 +42%
FIA
20
FNY Investment Advisers
New York
$35K -$3.31K -290 -9%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$6K
WCG
22
Weaver Consulting Group
California
$3K
BF
23
BOK Financial
Oklahoma
-$124K -11,186 Closed
NSIM
24
North Star Investment Management
Illinois
-$22K -2,000 Closed
GSWM
25
Golden State Wealth Management
California
-$2K -200 Closed

PCM Hedge Fund Activity: Q4 2019 in Review

23 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PCM Fund (PCM) for Q4 2019, worth a combined $9.97M — down 0.41% from $10M a quarter earlier.

Fund positioning in PCM was balanced in Q4 2019: 3 funds opened new positions, 3 closed out, 8 added to existing stakes and 6 trimmed.

The largest buyer was Truist Financial, opening a new position worth an estimated $223K. The largest seller was First Foundation Advisors, cutting an estimated $252K.

  • 23 institutional investors held PCM Fund (PCM) as of Q4 2019, down from 24 in Q3 2019.
  • Funds reported $9.97M of PCM Fund stock for Q4 2019, down 0.41% quarter-over-quarter.
  • 3 funds opened new PCM Fund positions in Q4 2019 and 3 closed out, a net change of 0 holders.
  • The largest PCM Fund buyer in Q4 2019 was Truist Financial, an estimated $223K added.
  • The largest PCM Fund seller in Q4 2019 was First Foundation Advisors, an estimated $252K sold.

Based on aggregated 13F filings for Q4 2019.