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PCM

PCM Fund

17 hedge funds and large institutions have $16.3M invested in PCM Fund in 2016 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 5

2.13% less ownership

Funds ownership: 16.23%14.1% (-2.1%)

13% less capital invested

Capital invested by funds: $18.7M → $16.3M (-$2.45M)

15% less funds holding

Funds holding: 2017 (-3)

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
17
Holders Change
-3
Holders Change %
-15%
% of All Funds
0.42%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
7
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FFA
1
First Foundation Advisors
California
$7.89M -$151K -15,352 -2%
AG
2
Advisor Group
Arizona
$2.58M -$19.6K -2,000 -0.8%
HK
3
Horizon Kinetics
New York
$2.35M -$359K -36,546 -13%
GC
4
Guggenheim Capital
Illinois
$868K +$74.7K +7,600 +10%
Morgan Stanley
5
Morgan Stanley
New York
$584K +$97.1K +9,887 +20%
Bessemer Group
6
Bessemer Group
New Jersey
$570K
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$554K +$46.9K +4,772 +9%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$378K +$79.6K +8,105 +27%
RJA
9
Raymond James & Associates
Florida
$157K
Wells Fargo
10
Wells Fargo
California
$98K +$4.58K +466 +5%
UBS Group
11
UBS Group
Switzerland
$74K +$13.1K +1,334 +22%
Bank of America
12
Bank of America
North Carolina
$58K +$2.83K +288 +5%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$44K +$43.2K +4,400 New
NSIM
14
North Star Investment Management
Illinois
$35K
NFG
15
Next Financial Group
Texas
$21K
IA
16
IFP Advisors
Florida
$9K -$22.2K -2,260 -72%
MFS
17
MSI Financial Services
Massachusetts
$1K -$62.5K -6,360 -99%
NPC
18
National Planning Corporation
California
-$1.94M -195,042 Closed
VKH
19
Virtu KCG Holdings
New York
-$160K -16,024 Closed
PFBT
20
Parkside Financial Bank & Trust
Missouri
-$66K -6,583 Closed

PCM Hedge Fund Activity: Q4 2016 in Review

17 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in PCM Fund (PCM) for Q4 2016, worth a combined $16.3M — down 13% from $18.7M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of PCM and 1 opened new positions — a net loss of 2 holders — while 5 trimmed existing stakes and 7 added.

The largest buyer was Morgan Stanley, adding an estimated $97.1K. The largest seller was National Planning Corporation, exiting entirely with an estimated $1.94M sold.

  • 17 institutional investors held PCM Fund (PCM) as of Q4 2016, down from 20 in Q3 2016.
  • Funds reported $16.3M of PCM Fund stock for Q4 2016, down 13% quarter-over-quarter.
  • 1 fund opened new PCM Fund positions in Q4 2016 and 3 closed out, a net change of -2 holders.
  • The largest PCM Fund buyer in Q4 2016 was Morgan Stanley, an estimated $97.1K added.
  • The largest PCM Fund seller in Q4 2016 was National Planning Corporation, an estimated $1.94M sold.

Based on aggregated 13F filings for Q4 2016.