PCM

PCM Fund
PCM

Overview Fund Activity

17 hedge funds and large institutions have $16.3M invested in PCM Fund in 2016 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 3 closing their positions.

Holders
17
Holders Change
-3
Holders Change %
-15%
% of All Funds
0.43%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
7
Reduced
5
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$584K
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$378K
3
GC
3
Guggenheim Capital
Illinois
$868K
4
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$554K
5
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$44K

Top Sellers

1
NPC
1
National Planning Corporation
California
$0
2
HK
2
Horizon Kinetics
New York
$2.35M
3
VKH
3
Virtu KCG Holdings
New York
$0
4
FFA
4
First Foundation Advisors
California
$7.89M
5
MFS
5
MSI Financial Services
Massachusetts
$1K
Name Market Value Shares Shares
Change 		Shares
Change %
FFA
1
First Foundation Advisors
California
$7.89M 789,100 -15,352 -2%
AG
2
Advisor Group
Arizona
$2.58M 257,762 -2,000 -0.8%
HK
3
Horizon Kinetics
New York
$2.35M 235,435 -36,546 -13%
GC
4
Guggenheim Capital
Illinois
$868K 86,762 +7,600 +10%
Morgan Stanley
5
Morgan Stanley
New York
$584K 58,414 +9,887 +20%
Bessemer Group
6
Bessemer Group
New Jersey
$570K 57,011 – –
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$554K 55,377 +4,772 +9%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$378K 37,807 +8,105 +27%
RJA
9
Raymond James & Associates
Florida
$157K 15,749 – –
Wells Fargo
10
Wells Fargo
California
$98K 9,796 +466 +5%
UBS Group
11
UBS Group
Switzerland
$74K 7,358 +1,334 +22%
Bank of America
12
Bank of America
North Carolina
$58K 5,800 +288 +5%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$44K 4,400 +4,400 New
NSIM
14
North Star Investment Management
Illinois
$35K 3,500 – –
NFG
15
Next Financial Group
Texas
$21K 2,090 – –
IA
16
IFP Advisors
Florida
$9K 900 -2,260 -72%
MFS
17
MSI Financial Services
Massachusetts
$1K 80 -6,360 -99%
NPC
18
National Planning Corporation
California
– – -195,042 Closed
VKH
19
Virtu KCG Holdings
New York
– – -16,024 Closed
PFBT
20
Parkside Financial Bank & Trust
Missouri
– – -6,583 Closed