PCM

PCM Fund
PCM

Overview Fund Activity

19 hedge funds and large institutions have $22.1M invested in PCM Fund in 2013 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
19
Holders Change
-3
Holders Change %
-13.64%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
6
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$2.55M
2
HK
2
Horizon Kinetics
New York
$5.53M
3
U
3
UBS
Switzerland
$78K
4
FFA
4
First Foundation Advisors
California
$9.24M
5
AIG
5
American International Group
New York
$2.89M

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$0
2
NPC
2
National Planning Corporation
California
$464K
3
Invesco
3
Invesco
Georgia
$138K
4
Morgan Stanley
4
Morgan Stanley
New York
$501K
5
Bank of America
5
Bank of America
North Carolina
$186K
Name Holding Trade Value Shares
Change 		Shares
Change %
FFA
1
First Foundation Advisors
California
$9.24M +$36K +3,089 +0.4%
HK
2
Horizon Kinetics
New York
$5.53M +$197K +16,870 +4%
AIG
3
American International Group
New York
$2.89M +$30.6K +2,625 +1%
GC
4
Guggenheim Capital
Illinois
$2.55M +$409K +35,071 +19%
Morgan Stanley
5
Morgan Stanley
New York
$501K -$148K -12,665 -23%
NPC
6
National Planning Corporation
California
$464K -$265K -22,639 -36%
Bank of America
7
Bank of America
North Carolina
$186K -$83.1K -7,144 -31%
MFS
8
MSI Financial Services
Massachusetts
$165K -$699 -60 -0.4%
BCA
9
Benchmark Capital Advisors
New York
$144K – – –
Invesco
10
Invesco
Georgia
$138K -$158K – –
U
11
UBS
Switzerland
$78K +$40.4K +3,445 +108%
Barclays
12
Barclays
United Kingdom
$66K +$22.9K +2,079 +53%
Creative Planning
13
Creative Planning
Kansas
$27K – – –
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$24K -$30K -2,616 -56%
Wells Fargo
15
Wells Fargo
California
$20K -$6.68K -568 -25%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$18K – – –
WCM
17
Windsor Capital Management
Arizona
$12K – – –
Citigroup
18
Citigroup
New York
$7K +$7K +576 New
SC
19
Saturna Capital
Washington
$6K -$6K -500 -50%
WT
20
Whittier Trust
California
$5K – – –
RCM
21
Rivernorth Capital Management
Florida
– -$401K -35,027 Closed
Nomura Holdings
22
Nomura Holdings
Japan
– -$2K -200 Closed
TRCT
23
Tower Research Capital (TRC)
New York
– -$1K -100 Closed