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PCM

PCM Fund
PCM

19 hedge funds and large institutions have $22.1M invested in PCM Fund in 2013 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more capital invested

Capital invested by funds: $22M → $22.1M (+$90.6K)

0.2% less ownership

Funds ownership: 16.56% → 16.37% (-0.2%)

14% less funds holding

Funds holding: 22 → 19 (-3)

14% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 7

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
19
Holders Change
-3
Holders Change %
-13.64%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
6
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
+$402K
2
HK
Horizon Kinetics
New York
+$193K
3
U
UBS
Switzerland
+$39.5K
4
FFA
First Foundation Advisors
California
+$35.4K
5
AIG
American International Group
New York
+$30.1K

Top Sellers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
-$401K
2
NPC
National Planning Corporation
California
-$259K
3
Morgan Stanley
Morgan Stanley
New York
-$145K
4
Bank of America
Bank of America
North Carolina
-$81.9K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
-$30K
Name Holding Trade Value Shares
Change 		Change in
Stake
FFA
1
First Foundation Advisors
California
$9.24M +$35.4K +3,089 +0.4%
HK
2
Horizon Kinetics
New York
$5.53M +$193K +16,870 +4%
AIG
3
American International Group
New York
$2.89M +$30.1K +2,625 +1%
GC
4
Guggenheim Capital
Illinois
$2.55M +$402K +35,071 +19%
Morgan Stanley
5
Morgan Stanley
New York
$501K -$145K -12,665 -23%
NPC
6
National Planning Corporation
California
$464K -$259K -22,639 -36%
Bank of America
7
Bank of America
North Carolina
$186K -$81.9K -7,144 -31%
MFS
8
MSI Financial Services
Massachusetts
$165K -$688 -60 -0.4%
BCA
9
Benchmark Capital Advisors
New York
$144K – – –
Invesco
10
Invesco
Georgia
$138K – – –
U
11
UBS
Switzerland
$78K +$39.5K +3,445 +108%
Barclays
12
Barclays
United Kingdom
$66K +$23.8K +2,079 +53%
Creative Planning
13
Creative Planning
Kansas
$27K – – –
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$24K -$30K -2,616 -56%
Wells Fargo
15
Wells Fargo
California
$20K -$6.51K -568 -25%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$18K – – –
WCM
17
Windsor Capital Management
Arizona
$12K – – –
Citigroup
18
Citigroup
New York
$7K +$6.6K +576 New
SC
19
Saturna Capital
Washington
$6K -$5.73K -500 -50%
WT
20
Whittier Trust
California
$5K – – –
RCM
21
Rivernorth Capital Management
Florida
– -$401K -35,027 Closed
Nomura Holdings
22
Nomura Holdings
Japan
– -$2K -200 Closed
TRCT
23
Tower Research Capital (TRC)
New York
– -$1K -100 Closed

PCM Hedge Fund Activity: Q4 2013 in Review

19 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in PCM Fund (PCM) for Q4 2013, worth a combined $22.1M — up 0.41% from $22M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of PCM and 1 opened new positions — a net loss of 2 holders — while 7 trimmed existing stakes and 6 added.

The largest buyer was Guggenheim Capital, adding an estimated $402K. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $401K sold.

  • 19 institutional investors held PCM Fund (PCM) as of Q4 2013, down from 22 in Q3 2013.
  • Funds reported $22.1M of PCM Fund stock for Q4 2013, up 0.41% quarter-over-quarter.
  • 1 fund opened new PCM Fund positions in Q4 2013 and 3 closed out, a net change of -2 holders.
  • The largest PCM Fund buyer in Q4 2013 was Guggenheim Capital, an estimated $402K added.
  • The largest PCM Fund seller in Q4 2013 was Rivernorth Capital Management, an estimated $401K sold.

Based on aggregated 13F filings for Q4 2013.