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PCM

PCM Fund

20 hedge funds and large institutions have $18.1M invested in PCM Fund in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 4 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 4

0.42% less ownership

Funds ownership: 16.96%16.54% (-0.42%)

8% less capital invested

Capital invested by funds: $19.7M → $18.1M (-$1.59M)

17% less funds holding

Funds holding: 2420 (-4)

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

Holders
20
Holders Change
-4
Holders Change %
-16.67%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
7
Reduced
4
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FFA
1
First Foundation Advisors
California
$9.34M +$616K +63,463 +7%
HK
2
Horizon Kinetics
New York
$3.13M -$468K -48,145 -13%
AIG
3
American International Group
New York
$2.55M +$57.4K +5,910 +2%
GC
4
Guggenheim Capital
Illinois
$1.35M -$43.6K -4,486 -3%
MIG
5
Mariner Investment Group
New York
$696K +$36.9K +3,801 +5%
NPC
6
National Planning Corporation
California
$226K -$33.9K -3,490 -13%
Morgan Stanley
7
Morgan Stanley
New York
$167K -$51.6K -5,308 -23%
MFS
8
MSI Financial Services
Massachusetts
$134K
BCA
9
Benchmark Capital Advisors
New York
$118K
UBS Group
10
UBS Group
Switzerland
$75K +$8.75K +901 +13%
Wells Fargo
11
Wells Fargo
California
$70K +$32.4K +3,338 +84%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$65K +$37.3K +3,839 +128%
Bank of America
13
Bank of America
North Carolina
$59K
EWM
14
Edge Wealth Management
New York
$48K
Creative Planning
15
Creative Planning
Kansas
$29K +$29.1K +3,001 New
TRCT
16
Tower Research Capital (TRC)
New York
$18K +$3.9K +402 +28%
WCM
17
Windsor Capital Management
Arizona
$12K +$12.6K +1,300 New
Citigroup
18
Citigroup
New York
$8K +$8.26K +850 New
SC
19
Saturna Capital
Washington
$5K
IWMPD
20
Integrated Wealth Management (Palm Desert)
California
$3K
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
-$289K -28,800 Closed
DA
22
Doliver Advisors
Texas
-$135K -13,424 Closed
VKH
23
Virtu KCG Holdings
New York
-$126K -12,564 Closed
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
-$103K -10,293 Closed
US Bancorp
25
US Bancorp
Minnesota
-$70K -7,000 Closed

PCM Hedge Fund Activity: Q3 2015 in Review

20 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in PCM Fund (PCM) for Q3 2015, worth a combined $18.1M — down 8.1% from $19.7M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of PCM and 3 opened new positions — a net loss of 4 holders — while 4 trimmed existing stakes and 7 added.

The largest buyer was First Foundation Advisors, adding an estimated $616K. The largest seller was Horizon Kinetics, cutting an estimated $468K.

  • 20 institutional investors held PCM Fund (PCM) as of Q3 2015, down from 24 in Q2 2015.
  • Funds reported $18.1M of PCM Fund stock for Q3 2015, down 8.1% quarter-over-quarter.
  • 3 funds opened new PCM Fund positions in Q3 2015 and 7 closed out, a net change of -4 holders.
  • The largest PCM Fund buyer in Q3 2015 was First Foundation Advisors, an estimated $616K added.
  • The largest PCM Fund seller in Q3 2015 was Horizon Kinetics, an estimated $468K sold.

Based on aggregated 13F filings for Q3 2015.