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PCM

PCM Fund

23 hedge funds and large institutions have $18.2M invested in PCM Fund in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 4 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

15% more funds holding

Funds holding: 2023 (+3)

0.54% more ownership

Funds ownership: 16.54%17.08% (+0.54%)

0% more capital invested

Capital invested by funds: $18.1M → $18.2M (+$69K)

60% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 10

Holders
23
Holders Change
+3
Holders Change %
+15%
% of All Funds
0.6%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
4
Reduced
10
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FFA
1
First Foundation Advisors
California
$9.82M +$751K +79,200 +8%
HK
2
Horizon Kinetics
New York
$2.83M -$228K -24,060 -7%
AIG
3
American International Group
New York
$2.47M -$9.44K -995 -0.4%
GC
4
Guggenheim Capital
Illinois
$1.26M -$52.4K -5,527 -4%
MIG
5
Mariner Investment Group
New York
$452K -$230K -24,268 -33%
NPC
6
National Planning Corporation
California
$201K -$3.63K -382 -2%
Morgan Stanley
7
Morgan Stanley
New York
$159K -$3.81K -401 -2%
MFS
8
MSI Financial Services
Massachusetts
$153K +$22.9K +2,412 +17%
Squarepoint
9
Squarepoint
New York
$122K +$125K +13,200 New
SG Americas Securities
10
SG Americas Securities
New York
$121K +$124K +13,068 New
BCA
11
Benchmark Capital Advisors
New York
$115K
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$110K +$113K +11,919 New
UBS Group
13
UBS Group
Switzerland
$70K -$3.63K -382 -5%
EWM
14
Edge Wealth Management
New York
$67K +$22.1K +2,325 +47%
Wells Fargo
15
Wells Fargo
California
$65K -$2.59K -273 -4%
Bank of America
16
Bank of America
North Carolina
$61K +$3.79K +400 +6%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$40K -$24K -2,530 -37%
Creative Planning
18
Creative Planning
Kansas
$28K
IA
19
IFP Advisors
Florida
$21K +$21.4K +2,260 New
SC
20
Saturna Capital
Washington
$5K
NFG
21
Next Financial Group
Texas
$5K +$5.93K +625 New
IWMPD
22
Integrated Wealth Management (Palm Desert)
California
$3K
TRCT
23
Tower Research Capital (TRC)
New York
-$18K -1,848 Closed
WCM
24
Windsor Capital Management
Arizona
-$12K -1,300 Closed
Citigroup
25
Citigroup
New York
-$7.68K -809 -95%

PCM Hedge Fund Activity: Q4 2015 in Review

23 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in PCM Fund (PCM) for Q4 2015, worth a combined $18.2M — up 0.38% from $18.1M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PCM positions and 2 closed out — a net gain of 3 holders — while 4 added to existing stakes and 10 trimmed.

The largest buyer was First Foundation Advisors, adding an estimated $751K. The largest seller was Mariner Investment Group, cutting an estimated $230K.

  • 23 institutional investors held PCM Fund (PCM) as of Q4 2015, up from 20 in Q3 2015.
  • Funds reported $18.2M of PCM Fund stock for Q4 2015, up 0.38% quarter-over-quarter.
  • 5 funds opened new PCM Fund positions in Q4 2015 and 2 closed out, a net change of +3 holders.
  • The largest PCM Fund buyer in Q4 2015 was First Foundation Advisors, an estimated $751K added.
  • The largest PCM Fund seller in Q4 2015 was Mariner Investment Group, an estimated $230K sold.

Based on aggregated 13F filings for Q4 2015.