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PCM

PCM Fund
PCM

21 hedge funds and large institutions have $19.3M invested in PCM Fund in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 4 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 4

6% more capital invested

Capital invested by funds: $18.2M → $19.3M (+$1.15M)

0.59% more ownership

Funds ownership: 17.08% → 17.67% (+0.59%)

9% less funds holding

Funds holding: 23 → 21 (-2)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

Holders
21
Holders Change
-2
Holders Change %
-8.7%
% of All Funds
0.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
9
Reduced
4
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
+$898K
2
Stifel Financial
Stifel Financial
Missouri
+$397K
3
LPL Financial
LPL Financial
California
+$155K
4
EWM
Edge Wealth Management
New York
+$90.6K
5
NPC
National Planning Corporation
California
+$74.9K

Top Sellers

Rank Fund Capital Flow
1
MIG
Mariner Investment Group
New York
-$452K
2
FFA
First Foundation Advisors
California
-$245K
3
Squarepoint
Squarepoint
New York
-$122K
4
SG Americas Securities
SG Americas Securities
New York
-$121K
5
BCA
Benchmark Capital Advisors
New York
-$115K
Name Holding Trade Value Shares
Change 		Change in
Stake
FFA
1
First Foundation Advisors
California
$9.81M -$245K -26,997 -3%
HK
2
Horizon Kinetics
New York
$2.94M +$47.1K +5,183 +2%
AIG
3
American International Group
New York
$2.54M +$1.09K +120 +0%
GC
4
Guggenheim Capital
Illinois
$1.27M -$31K -3,414 -3%
UBS Group
5
UBS Group
Switzerland
$1.01M +$898K +98,876 +1,308%
Stifel Financial
6
Stifel Financial
Missouri
$414K +$397K +43,717 New
NPC
7
National Planning Corporation
California
$302K +$74.9K +8,249 +36%
MFS
8
MSI Financial Services
Massachusetts
$223K +$63.9K +7,030 +42%
LPL Financial
9
LPL Financial
California
$168K +$155K +17,077 New
EWM
10
Edge Wealth Management
New York
$165K +$90.6K +9,975 +136%
Wells Fargo
11
Wells Fargo
California
$120K +$51.8K +5,700 +81%
Morgan Stanley
12
Morgan Stanley
New York
$117K -$44.4K -4,885 -28%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$116K +$3.42K +376 +3%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$41K – – –
Bank of America
15
Bank of America
North Carolina
$30K -$31.1K -3,428 -52%
Creative Planning
16
Creative Planning
Kansas
$28K – – –
Bessemer Group
17
Bessemer Group
New Jersey
$26K +$25.2K +2,769 New
NFG
18
Next Financial Group
Texas
$5K – – –
Citigroup
19
Citigroup
New York
$5K +$4.36K +480 +1,171%
Barclays
20
Barclays
United Kingdom
$2K +$2.09K +230 New
TRCT
21
Tower Research Capital (TRC)
New York
$1K +$618 +68 New
MIG
22
Mariner Investment Group
New York
– -$452K -48,950 Closed
Squarepoint
23
Squarepoint
New York
– -$122K -13,200 Closed
SG Americas Securities
24
SG Americas Securities
New York
– -$121K -13,068 Closed
BCA
25
Benchmark Capital Advisors
New York
– -$115K -12,400 Closed
1
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PCM Hedge Fund Activity: Q1 2016 in Review

21 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in PCM Fund (PCM) for Q1 2016, worth a combined $19.3M — up 6.3% from $18.2M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of PCM and 5 opened new positions — a net loss of 2 holders — while 4 trimmed existing stakes and 9 added.

The largest buyer was UBS Group, adding an estimated $898K. The largest seller was Mariner Investment Group, exiting entirely with an estimated $452K sold.

  • 21 institutional investors held PCM Fund (PCM) as of Q1 2016, down from 23 in Q4 2015.
  • Funds reported $19.3M of PCM Fund stock for Q1 2016, up 6.3% quarter-over-quarter.
  • 5 funds opened new PCM Fund positions in Q1 2016 and 7 closed out, a net change of -2 holders.
  • The largest PCM Fund buyer in Q1 2016 was UBS Group, an estimated $898K added.
  • The largest PCM Fund seller in Q1 2016 was Mariner Investment Group, an estimated $452K sold.

Based on aggregated 13F filings for Q1 2016.