Stifel Financial’s PCM Fund PCM Stock Holding History

Stifel Financial’s Portfolio PCM Stock Details PCM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-25,027	Closed	-$243K	–	2476
2016 Q2	$243K	Sell	25,027 -18,690	-43%	-$181K	﹤0.01%	2165
2016 Q1	$414K	Buy	+43,717	New	+$397K	﹤0.01%	1683

Other funds holding PCM

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Stifel Financial's PCM Position: Q3 2016 in Review

Stifel Financial sold out of PCM Fund (PCM) in Q3 2016, closing a stake of 25,027 shares — an estimated $243K sold.

Stifel Financial first reported a position in PCM in Q1 2016 and held it in 2 quarters. The position peaked at $414K in Q1 2016. 20 funds tracked by Wall St. Rank hold PCM as of Q3 2016.

Stifel Financial reported no remaining PCM Fund position as of Q3 2016 after selling out during the quarter.
Stifel Financial sold 25,027 PCM Fund shares in Q3 2016, an estimated $243K.
Stifel Financial first reported a position in PCM Fund in Q1 2016 and held it in 2 quarters.
Stifel Financial's PCM Fund position peaked at $414K in Q1 2016.
20 funds tracked by Wall St. Rank held PCM Fund as of Q3 2016.

Based on Stifel Financial's 13F filing for Q3 2016, filed 15 Nov 2016.