NPC
PCM

National Planning Corporation’s PCM Fund PCM Stock Holding History

National Planning Corporation’s Portfolio PCM Stock Details PCM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-195,042
Closed -$1.94M – 718
2016
Q3 		$1.94M Sell
195,042
-4,057
-2% -$40.8K 0.15% 140
2016
Q2 		$2.01M Buy
199,099
+168,116
+543% +$1.63M 0.16% 142
2016
Q1 		$302K Buy
30,983
+8,249
+36% +$74.9K 0.03% 467
2015
Q4 		$201K Sell
22,734
-382
-2% -$3.63K 0.02% 636
2015
Q3 		$226K Sell
23,116
-3,490
-13% -$33.9K 0.02% 523
2015
Q2 		$257K Buy
26,606
+6,736
+34% +$71K 0.02% 511
2015
Q1 		$212K Sell
19,870
-5,993
-23% -$63.9K 0.02% 577
2014
Q4 		$279K Sell
25,863
-2,702
-9% -$29.7K 0.02% 554
2014
Q3 		$322K Sell
28,565
-1,933
-6% -$22.6K 0.02% 537
2014
Q2 		$374K Sell
30,498
-435
-1% -$5.27K 0.03% 504
2014
Q1 		$376K Sell
30,933
-8,699
-22% -$104K 0.03% 472
2013
Q4 		$464K Sell
39,632
-22,639
-36% -$259K 0.04% 383
2013
Q3 		$724K Buy
62,271
+2,705
+5% +$30.7K 0.07% 270
2013
Q2 		$700K Buy
+59,566
New +$760K 0.09% 232

Other funds holding PCM

FFA
First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return
AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bessemer Group
Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

National Planning Corporation's PCM Position: Q4 2016 in Review

National Planning Corporation sold out of PCM Fund (PCM) in Q4 2016, closing a stake of 195,042 shares — an estimated $1.94M sold.

National Planning Corporation first reported a position in PCM in Q2 2013 and held it in 14 quarters. The position peaked at $2.01M in Q2 2016. 17 funds tracked by Wall St. Rank hold PCM as of Q4 2016.

  • National Planning Corporation reported no remaining PCM Fund position as of Q4 2016 after selling out during the quarter.
  • National Planning Corporation sold 195,042 PCM Fund shares in Q4 2016, an estimated $1.94M.
  • National Planning Corporation first reported a position in PCM Fund in Q2 2013 and held it in 14 quarters.
  • National Planning Corporation's PCM Fund position peaked at $2.01M in Q2 2016.
  • 17 funds tracked by Wall St. Rank held PCM Fund as of Q4 2016.

Based on National Planning Corporation's 13F filing for Q4 2016, filed 7 Feb 2017.