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PCM

PCM Fund
PCM

20 hedge funds and large institutions have $19M invested in PCM Fund in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 4 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

11% more funds holding

Funds holding: 18 → 20 (+2)

0.59% more ownership

Funds ownership: 14.86% → 15.45% (+0.59%)

0% less capital invested

Capital invested by funds: $19.1M → $19M (-$59.4K)

33% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 6

Holders
20
Holders Change
+2
Holders Change %
+11.11%
% of All Funds
0.53%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
4
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
HK
Horizon Kinetics
New York
+$575K
2
FFA
First Foundation Advisors
California
+$499K
3
AIG
American International Group
New York
+$401K
4
Citigroup
Citigroup
New York
+$20.5K
5
AA
Apriem Advisors
California
+$6.55K

Top Sellers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
-$318K
2
AQR Capital Management
AQR Capital Management
Connecticut
-$231K
3
Creative Planning
Creative Planning
Kansas
-$71.4K
4
Morgan Stanley
Morgan Stanley
New York
-$63.8K
5
NPC
National Planning Corporation
California
-$29.7K
Name Holding Trade Value Shares
Change 		Change in
Stake
FFA
1
First Foundation Advisors
California
$7.62M +$499K +45,426 +7%
HK
2
Horizon Kinetics
New York
$5.5M +$575K +52,359 +11%
AIG
3
American International Group
New York
$2.97M +$401K +36,510 +15%
GC
4
Guggenheim Capital
Illinois
$1.74M -$318K -28,938 -15%
Morgan Stanley
5
Morgan Stanley
New York
$297K -$63.8K -5,807 -17%
NPC
6
National Planning Corporation
California
$279K -$29.7K -2,702 -9%
MFS
7
MSI Financial Services
Massachusetts
$151K -$29.2K -2,660 -16%
BCA
8
Benchmark Capital Advisors
New York
$132K – – –
Invesco
9
Invesco
Georgia
$89K – – –
Bank of America
10
Bank of America
North Carolina
$75K -$3.12K -284 -4%
US Bancorp
11
US Bancorp
Minnesota
$75K – – –
UBS Group
12
UBS Group
Switzerland
$22K +$23K +2,092 New
Creative Planning
13
Creative Planning
Kansas
$21K -$71.4K -6,500 -76%
Citigroup
14
Citigroup
New York
$20K +$20.5K +1,865 New
Wells Fargo
15
Wells Fargo
California
$18K +$11 +1 +0.1%
GWS
16
Glassman Wealth Services
Virginia
$11K +$11K +1,000 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$7K – – –
AA
18
Apriem Advisors
California
$6K +$6.55K +596 New
SC
19
Saturna Capital
Washington
$5K – – –
WT
20
Whittier Trust
California
$4K – – –
Barclays
21
Barclays
United Kingdom
$1K +$1.02K +93 New
AQR Capital Management
22
AQR Capital Management
Connecticut
– -$231K -20,821 Closed
LTFS
23
Ladenburg Thalmann Financial Services
Florida
– -$23K -2,095 Closed

PCM Hedge Fund Activity: Q4 2014 in Review

20 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in PCM Fund (PCM) for Q4 2014, worth a combined $19M — down 0.31% from $19.1M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PCM positions and 2 closed out — a net gain of 3 holders — while 4 added to existing stakes and 6 trimmed.

The largest buyer was Horizon Kinetics, adding an estimated $575K. The largest seller was Guggenheim Capital, cutting an estimated $318K.

  • 20 institutional investors held PCM Fund (PCM) as of Q4 2014, up from 18 in Q3 2014.
  • Funds reported $19M of PCM Fund stock for Q4 2014, down 0.31% quarter-over-quarter.
  • 5 funds opened new PCM Fund positions in Q4 2014 and 2 closed out, a net change of +3 holders.
  • The largest PCM Fund buyer in Q4 2014 was Horizon Kinetics, an estimated $575K added.
  • The largest PCM Fund seller in Q4 2014 was Guggenheim Capital, an estimated $318K sold.

Based on aggregated 13F filings for Q4 2014.