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PCM

PCM Fund
PCM

18 hedge funds and large institutions have $13.3M invested in PCM Fund in 2017 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 6

3.54% less ownership

Funds ownership: 13.42% → 9.87% (-3.5%)

10% less funds holding

Funds holding: 20 → 18 (-2)

24% less capital invested

Capital invested by funds: $17.4M → $13.3M (-$4.13M)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 2

Holders
18
Holders Change
-2
Holders Change %
-10%
% of All Funds
0.45%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
6
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$158K
2
AG
Advisor Group
Arizona
+$44.9K
3
IA
IFP Advisors
Florida
+$30.2K
4
UBS Group
UBS Group
Switzerland
+$27.8K
5
NFG
Next Financial Group
Texas
+$16.8K

Top Sellers

Rank Fund Capital Flow
1
FFA
First Foundation Advisors
California
-$3.34M
2
HK
Horizon Kinetics
New York
-$1.09M
3
LTFS
Ladenburg Thalmann Financial Services
Florida
-$283K
4
GC
Guggenheim Capital
Illinois
-$143K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$64K
Name Holding Trade Value Shares
Change 		Change in
Stake
FFA
1
First Foundation Advisors
California
$4.44M -$3.34M -291,458 -43%
AG
2
Advisor Group
Arizona
$2.99M +$44.9K +3,912 +2%
HK
3
Horizon Kinetics
New York
$1.38M -$1.09M -94,845 -44%
Bank of America
4
Bank of America
North Carolina
$1.21M +$15.8K +1,375 +1%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$742K +$158K +13,749 +27%
Bessemer Group
6
Bessemer Group
New Jersey
$664K – – –
Morgan Stanley
7
Morgan Stanley
New York
$620K -$50.4K -4,398 -8%
GC
8
Guggenheim Capital
Illinois
$379K -$143K -12,465 -28%
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$184K – – –
RJA
10
Raymond James & Associates
Florida
$184K – – –
Wells Fargo
11
Wells Fargo
California
$146K -$3.25K -283 -2%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$128K -$283K -24,693 -69%
UBS Group
13
UBS Group
Switzerland
$78K +$27.8K +2,422 +57%
IA
14
IFP Advisors
Florida
$68K +$30.2K +2,633 +82%
NSIM
15
North Star Investment Management
Illinois
$41K – – –
NFG
16
Next Financial Group
Texas
$24K +$16.8K +1,465 +234%
Citigroup
17
Citigroup
New York
$16K – – –
TCM
18
Tradewinds Capital Management
Washington
$5K – – –
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
– -$64K -5,700 Closed
Creative Planning
20
Creative Planning
Kansas
– -$15K -1,300 Closed

PCM Hedge Fund Activity: Q3 2017 in Review

18 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in PCM Fund (PCM) for Q3 2017, worth a combined $13.3M — down 24% from $17.4M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of PCM and 0 opened new positions — a net loss of 2 holders — while 6 trimmed existing stakes and 6 added.

The largest buyer was Commonwealth Equity Services, adding an estimated $158K. The largest seller was First Foundation Advisors, cutting an estimated $3.34M.

  • 18 institutional investors held PCM Fund (PCM) as of Q3 2017, down from 20 in Q2 2017.
  • Funds reported $13.3M of PCM Fund stock for Q3 2017, down 24% quarter-over-quarter.
  • 0 funds opened new PCM Fund positions in Q3 2017 and 2 closed out, a net change of -2 holders.
  • The largest PCM Fund buyer in Q3 2017 was Commonwealth Equity Services, an estimated $158K added.
  • The largest PCM Fund seller in Q3 2017 was First Foundation Advisors, an estimated $3.34M sold.

Based on aggregated 13F filings for Q3 2017.