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PCM

PCM Fund

24 hedge funds and large institutions have $10M invested in PCM Fund in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

9% more funds holding

Funds holding: 2224 (+2)

1.25% less ownership

Funds ownership: 9.03%7.78% (-1.2%)

15% less capital invested

Capital invested by funds: $11.8M → $10M (-$1.81M)

22% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 9

Holders
24
Holders Change
+2
Holders Change %
+9.09%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
7
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FFA
1
First Foundation Advisors
California
$2.44M -$11.4K -1,024 -0.5%
SCM
2
SOL Capital Management
Maryland
$1.81M -$5.59K -500 -0.3%
MAFM
3
Mid Atlantic Financial Management
Pennsylvania
$1.12M +$218K +19,520 +24%
LPL Financial
4
LPL Financial
California
$933K -$303K -27,080 -24%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$707K +$15.9K +1,421 +2%
HKAM
6
Horizon Kinetics Asset Management
New York
$586K -$36.9K -3,300 -6%
Bank of America
7
Bank of America
North Carolina
$536K -$1.07M -95,656 -66%
Lido Advisors
8
Lido Advisors
California
$304K +$305K +27,266 New
RJA
9
Raymond James & Associates
Florida
$271K +$10K +899 +4%
AG
10
Advisor Group
Arizona
$223K -$859K -76,907 -79%
BTS
11
BB&T Securities
Virginia
$207K +$11.2K +1,000 +6%
Morgan Stanley
12
Morgan Stanley
New York
$178K -$44.9K -4,014 -20%
WI
13
Wintrust Investments
Illinois
$154K +$154K +13,822 New
Wells Fargo
14
Wells Fargo
California
$135K -$63.7K -5,700 -32%
BF
15
BOK Financial
Oklahoma
$124K -$54.1K -4,843 -30%
UBS Group
16
UBS Group
Switzerland
$62K +$5.08K +455 +9%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$61K +$61.7K +5,523 New
APA
18
American Portfolios Advisors
New York
$55.6K
FIA
19
FNY Investment Advisers
New York
$37K +$35.9K +3,210 +1,981%
NFG
20
Next Financial Group
Texas
$24K +$480 +43 +2%
NSIM
21
North Star Investment Management
Illinois
$22K +$22.3K +2,000 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$6K
WCG
23
Weaver Consulting Group
California
$3K
GSWM
24
Golden State Wealth Management
California
$2K +$2.23K +200 New
FHA
25
Flagship Harbor Advisors
Massachusetts
-$4K -400 Closed

PCM Hedge Fund Activity: Q3 2019 in Review

24 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in PCM Fund (PCM) for Q3 2019, worth a combined $10M — down 15% from $11.8M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PCM positions and 3 closed out — a net gain of 2 holders — while 7 added to existing stakes and 9 trimmed.

The largest buyer was Lido Advisors, opening a new position worth an estimated $305K. The largest seller was Bank of America, cutting an estimated $1.07M.

  • 24 institutional investors held PCM Fund (PCM) as of Q3 2019, up from 22 in Q2 2019.
  • Funds reported $10M of PCM Fund stock for Q3 2019, down 15% quarter-over-quarter.
  • 5 funds opened new PCM Fund positions in Q3 2019 and 3 closed out, a net change of +2 holders.
  • The largest PCM Fund buyer in Q3 2019 was Lido Advisors, an estimated $305K added.
  • The largest PCM Fund seller in Q3 2019 was Bank of America, an estimated $1.07M sold.

Based on aggregated 13F filings for Q3 2019.