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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOL
3001
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$101K ﹤0.01%
5,614
– –
INVH icon
3002
Invitation Homes
INVH
$17.9B
$100K ﹤0.01%
3,316
-4,481
-57% -$134K
TCOM icon
3003
Trip.com Group
TCOM
$29B
$100K ﹤0.01%
3,030
-111
-4% -$3.58K
BLFS icon
3004
BioLife Solutions
BLFS
$1.54B
$99K ﹤0.01%
6,079
+771
+15% +$12.5K
FXE icon
3005
Invesco CurrencyShares Euro Currency Trust
FXE
$344M
$99K ﹤0.01%
928
-23
-2% -$2.42K
SOR
3006
Source Capital
SOR
$375M
$99K ﹤0.01%
2,567
+338
+15% +$12.7K
MNRL
3007
DELISTED
Brigham Minerals, Inc. Class A Common Stock
MNRL
$99K ﹤0.01%
4,602
+4,599
+153,300% +$89.6K
ACA icon
3008
Arcosa
ACA
$7.11B
$98K ﹤0.01%
2,275
-359
-14% -$13.8K
CLVT icon
3009
Clarivate
CLVT
$1.37B
$98K ﹤0.01%
5,796
– –
CNQ icon
3010
Canadian Natural Resources
CNQ
$96.9B
$98K ﹤0.01%
6,318
+1,115
+21% +$15.1K
CROX icon
3011
Crocs
CROX
$6.63B
$98K ﹤0.01%
2,343
+2,230
+1,973% +$77.9K
DIM icon
3012
WisdomTree International MidCap Dividend Fund
DIM
$164M
$98K ﹤0.01%
1,497
– –
INMD icon
3013
InMode
INMD
$871M
$98K ﹤0.01%
+4,998
New +$93.9K
NOG icon
3014
Northern Oil and Gas
NOG
$2.29B
$98K ﹤0.01%
4,187
+540
+15% +$10.7K
VICE icon
3015
AdvisorShares Vice ETF
VICE
$7.46M
$98K ﹤0.01%
3,921
+1,400
+56% +$34.1K
AJRD
3016
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$98K ﹤0.01%
2,233
+111
+5% +$5.03K
SMM
3017
DELISTED
Salient Midstream & MLP Fund
SMM
$98K ﹤0.01%
12,543
-199
-2% -$1.47K
RORE
3018
DELISTED
Hartford Multifactor REIT ETF
RORE
$98K ﹤0.01%
6,000
– –
S
3019
DELISTED
Sprint Corporation
S
$98K ﹤0.01%
18,829
-5,187
-22% -$30.4K
AVNT icon
3020
Avient
AVNT
$3.29B
$97K ﹤0.01%
2,660
-286
-10% -$9.34K
BAP icon
3021
Credicorp
BAP
$30.5B
$97K ﹤0.01%
446
+173
+63% +$36.3K
QTUM icon
3022
Defiance Quantum ETF
QTUM
$4.89B
$97K ﹤0.01%
3,307
+2,903
+719% +$79.9K
TIPX icon
3023
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.02B
$97K ﹤0.01%
4,950
-13,133
-73% -$257K
XMHQ icon
3024
Invesco S&P MidCap Quality ETF
XMHQ
$5.44B
$97K ﹤0.01%
1,800
+1,450
+414% +$74.8K
FSCS
3025
First Trust SMID Capital Strength ETF
FSCS
$58.6M
$97K ﹤0.01%
4,094
-779
-16% -$17.7K
119 120
121
122 123

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.