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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNVR
3051
DELISTED
Univar Solutions Inc.
UNVR
$95K ﹤0.01%
3,919
+1,000
+34% +$22.6K
XEC
3052
DELISTED
CIMAREX ENERGY CO
XEC
$95K ﹤0.01%
1,837
+90
+5% +$4.19K
AIVI icon
3053
WisdomTree International AI Enhanced Value Fund
AIVI
$60.6M
$94K ﹤0.01%
2,216
-43
-2% -$1.79K
ARKF icon
3054
ARK Blockchain & Fintech Innovation ETF
ARKF
$731M
$94K ﹤0.01%
3,900
+1,912
+96% +$43.8K
DBJP icon
3055
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$675M
$94K ﹤0.01%
2,207
+381
+21% +$15.9K
FCN icon
3056
FTI Consulting
FCN
$5.14B
$94K ﹤0.01%
844
+790
+1,463% +$86.3K
GII icon
3057
State Street SPDR S&P Global Infrastructure ETF
GII
$922M
$94K ﹤0.01%
1,757
+46
+3% +$2.48K
GRPM icon
3058
Invesco S&P MidCap 400 GARP ETF
GRPM
$492M
$94K ﹤0.01%
1,400
+1,000
+250% +$64.9K
JJSF icon
3059
J&J Snack Foods
JJSF
$1.49B
$94K ﹤0.01%
503
-209
-29% -$39.3K
LNW
3060
DELISTED
Light & Wonder
LNW
$94K ﹤0.01%
3,510
– –
MAC icon
3061
Macerich
MAC
$7.4B
$94K ﹤0.01%
3,476
+1,429
+70% +$39.3K
NEOG icon
3062
Neogen
NEOG
$2.05B
$94K ﹤0.01%
3,014
-154
-5% -$5.06K
SABR icon
3063
Sabre
SABR
$716M
$94K ﹤0.01%
4,161
+1,305
+46% +$28.9K
SRV
3064
NXG Cushing Midstream Energy Fund
SRV
$211M
$94K ﹤0.01%
2,293
+6
+0.3% +$232
TDTT icon
3065
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.54B
$94K ﹤0.01%
3,831
-1,314
-26% -$32.3K
WTFC icon
3066
Wintrust Financial
WTFC
$10.7B
$94K ﹤0.01%
1,319
-203
-13% -$13.5K
AEPPL
3067
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$94K ﹤0.01%
1,738
+1,531
+740% +$82.7K
AVT icon
3068
Avnet
AVT
$6.86B
$93K ﹤0.01%
2,177
-1,286
-37% -$53K
CERS icon
3069
Cerus
CERS
$575M
$93K ﹤0.01%
21,920
– –
EFO icon
3070
ProShares Ultra MSCI EAFE
EFO
$29.1M
$93K ﹤0.01%
2,168
+3
+0.1% +$120
LDSF icon
3071
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$93K ﹤0.01%
4,514
+2,961
+191% +$60.8K
MNKD icon
3072
MannKind Corp
MNKD
$1.19B
$93K ﹤0.01%
71,226
+11,170
+19% +$14.3K
MUFG icon
3073
Mitsubishi UFJ Financial
MUFG
$247B
$93K ﹤0.01%
17,002
-1,010
-6% -$5.33K
OMFS icon
3074
Invesco Russell 2000 Dynamic Multifactor ETF
OMFS
$280M
$93K ﹤0.01%
+3,197
New +$88.8K
PRLB icon
3075
Protolabs
PRLB
$1.7B
$93K ﹤0.01%
1,012
+124
+14% +$12.3K
121 122
123
124 125

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.