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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUL icon
3101
H.B. Fuller
FUL
$3B
$90K ﹤0.01%
1,737
+951
+121% +$47.1K
GVA icon
3102
Granite Construction
GVA
$5.16B
$90K ﹤0.01%
3,321
-385
-10% -$10.9K
SGMO
3103
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$90K ﹤0.01%
10,557
-1,832
-15% -$16.8K
AMRS
3104
DELISTED
Amyris Inc.
AMRS
$90K ﹤0.01%
29,257
+11,341
+63% +$42K
NXR
3105
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$90K ﹤0.01%
5,514
-544
-9% -$8.71K
AEIS icon
3106
Advanced Energy
AEIS
$10.1B
$89K ﹤0.01%
1,246
+314
+34% +$19.5K
DJP icon
3107
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$801M
$89K ﹤0.01%
3,927
+169
+4% +$3.75K
FHI icon
3108
Federated Hermes
FHI
$4.56B
$89K ﹤0.01%
2,724
-2,821
-51% -$92.1K
FTS icon
3109
Fortis
FTS
$29.3B
$89K ﹤0.01%
2,064
+1,014
+97% +$41.5K
BRSL
3110
Brightstar Lottery PLC
BRSL
$1.9B
$89K ﹤0.01%
5,939
-4,456
-43% -$63.5K
MTW icon
3111
Manitowoc
MTW
$491M
$89K ﹤0.01%
5,128
-344
-6% -$5.02K
PCRX icon
3112
Pacira BioSciences
PCRX
$1.04B
$89K ﹤0.01%
1,968
+233
+13% +$9.9K
PRGO icon
3113
Perrigo
PRGO
$1.44B
$89K ﹤0.01%
1,716
-1,266
-42% -$66.2K
TBF icon
3114
ProShares Short 20+ Year Treasury ETF
TBF
$87.2M
$89K ﹤0.01%
4,533
-213
-4% -$4.09K
SYNH
3115
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$89K ﹤0.01%
1,476
+816
+124% +$43.9K
BCRX icon
3116
BioCryst Pharmaceuticals
BCRX
$2.42B
$88K ﹤0.01%
25,673
-500
-2% -$1.26K
DAR icon
3117
Darling Ingredients
DAR
$9.32B
$88K ﹤0.01%
3,126
-2,397
-43% -$53.4K
FBP icon
3118
First Bancorp
FBP
$4.41B
$88K ﹤0.01%
8,300
– –
JETS icon
3119
US Global Jets ETF
JETS
$768M
$88K ﹤0.01%
2,774
+18
+0.7% +$558
SPCE icon
3120
Virgin Galactic
SPCE
$315M
$88K ﹤0.01%
380
+330
+660% +$64.4K
VBF icon
3121
Invesco Bond Fund
VBF
$167M
$88K ﹤0.01%
4,258
-80
-2% -$1.6K
SUM
3122
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$88K ﹤0.01%
3,754
+74
+2% +$1.68K
ANAT
3123
DELISTED
American National Group, Inc. Common Stock
ANAT
$88K ﹤0.01%
741
-291
-28% -$34.4K
SRGA
3124
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$88K ﹤0.01%
1,063
+1,030
+3,121% +$72.2K
TTP
3125
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$88K ﹤0.01%
1,718
+1,020
+146% +$50.4K
123 124
125
126 127

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.