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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EUMV
3151
DELISTED
iShares Edge MSCI Min Vol Europe ETF
EUMV
$84K ﹤0.01%
3,089
– –
AGND
3152
DELISTED
WisdomTree Trust WisdomTree Negative Duration U.S. Aggregate Bond Fund
AGND
$84K ﹤0.01%
2,018
+14
+0.7% +$577
RTL
3153
DELISTED
Pacer Benchmark Retail Real Estate SCTR ETF
RTL
$84K ﹤0.01%
3,046
+2,306
+312% +$65K
MNR
3154
DELISTED
Monmouth Real Estate Investment Corp
MNR
$84K ﹤0.01%
5,825
-1,014
-15% -$15K
AWI icon
3155
Armstrong World Industries
AWI
$7.37B
$83K ﹤0.01%
882
-97
-10% -$9.27K
SEM
3156
DELISTED
Select Medical
SEM
$83K ﹤0.01%
6,600
-3,445
-34% -$37.1K
SF
3157
Stifel
SF
$12.4B
$83K ﹤0.01%
3,078
+526
+21% +$13.7K
CNSL
3158
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$83K ﹤0.01%
20,443
-4,770
-19% -$18.3K
CEN
3159
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$83K ﹤0.01%
1,317
+182
+16% +$11.7K
XENT
3160
DELISTED
Intersect ENT, Inc
XENT
$83K ﹤0.01%
+3,325
New +$67.4K
DMRC icon
3161
Digimarc Corp
DMRC
$143M
$82K ﹤0.01%
2,441
+1,175
+93% +$42.1K
EWZS icon
3162
iShares MSCI Brazil Small-Cap ETF
EWZS
$228M
$82K ﹤0.01%
3,855
+2,080
+117% +$38.3K
GERN icon
3163
Geron
GERN
$898M
$82K ﹤0.01%
60,870
+1,700
+3% +$2.46K
RUN icon
3164
Sunrun
RUN
$2.26B
$82K ﹤0.01%
5,908
-567
-9% -$8.45K
TECK icon
3165
Teck Resources
TECK
$28.2B
$82K ﹤0.01%
4,674
-187
-4% -$3.05K
FVL
3166
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
$82K ﹤0.01%
3,596
-211
-6% -$4.71K
STL
3167
DELISTED
Sterling Bancorp
STL
$82K ﹤0.01%
3,860
-1,783
-32% -$36.4K
CTRE icon
3168
CareTrust REIT
CTRE
$10B
$81K ﹤0.01%
3,986
-394
-9% -$8.62K
DWLD icon
3169
Davis Select Worldwide ETF
DWLD
$602M
$81K ﹤0.01%
3,162
+1,485
+89% +$35.8K
TBBK icon
3170
The Bancorp
TBBK
$2.81B
$81K ﹤0.01%
6,249
+200
+3% +$2.24K
WASH icon
3171
Washington Trust Bancorp
WASH
$748M
$81K ﹤0.01%
1,557
-2,977
-66% -$153K
ESPR
3172
DELISTED
Esperion Therapeutics
ESPR
$80K ﹤0.01%
1,348
+546
+68% +$24.5K
FNOV icon
3173
FT Vest US Equity Buffer ETF November
FNOV
$1.19B
$80K ﹤0.01%
+2,555
New +$79.1K
IHG icon
3174
InterContinental Hotels
IHG
$23.8B
$80K ﹤0.01%
1,167
+834
+250% +$51.9K
NPV icon
3175
Nuveen Virginia Quality Municipal Income Fund
NPV
$213M
$80K ﹤0.01%
5,473
– –
125 126
127
128 129

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.