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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTLA icon
3176
Intellia Therapeutics
NTLA
$1.51B
$80K ﹤0.01%
5,418
+300
+6% +$4.17K
OVL icon
3177
Overlay Shares Large Cap Equity ETF
OVL
$329M
$80K ﹤0.01%
+2,891
New +$75.5K
PAI
3178
Western Asset Investment Grade Income Fund
PAI
$113M
$80K ﹤0.01%
5,181
+45
+0.9% +$718
SPPP
3179
Sprott Physical Platinum and Palladium Trust
SPPP
$568M
$80K ﹤0.01%
5,553
-750
-12% -$9.98K
QVCGA
3180
DELISTED
QVC Group Inc Series A
QVCGA
$80K ﹤0.01%
194
-61
-24% -$27.5K
APLS
3181
DELISTED
Apellis Pharmaceuticals
APLS
$79K ﹤0.01%
2,556
+350
+16% +$9.69K
CBT icon
3182
Cabot Corp
CBT
$4.72B
$79K ﹤0.01%
1,667
+155
+10% +$7.19K
CVBF icon
3183
CVB Financial
CVBF
$4.02B
$79K ﹤0.01%
3,662
+25
+0.7% +$529
ENX
3184
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$79K ﹤0.01%
6,563
– –
GLP icon
3185
Global Partners
GLP
$1.65B
$79K ﹤0.01%
3,947
-277
-7% -$5.57K
GMF icon
3186
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$410M
$79K ﹤0.01%
1,180
-190
-14% -$18.7K
JHG
3187
DELISTED
Janus Henderson
JHG
$79K ﹤0.01%
3,247
-250
-7% -$5.96K
NWSA icon
3188
News Corp Class A
NWSA
$15.6B
$79K ﹤0.01%
5,674
-651
-10% -$8.76K
YELP icon
3189
Yelp
YELP
$1.54B
$79K ﹤0.01%
2,279
+868
+62% +$29.5K
PVG
3190
DELISTED
PRETIUM RESOURCES INC.
PVG
$79K ﹤0.01%
7,090
+3,590
+103% +$38.2K
BBL
3191
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$79K ﹤0.01%
1,684
-869
-34% -$38.2K
EPOL icon
3192
iShares MSCI Poland ETF
EPOL
$680M
$78K ﹤0.01%
3,716
-439
-11% -$9.34K
EXTR icon
3193
Extreme Networks
EXTR
$3.8B
$78K ﹤0.01%
10,535
– –
IDEV icon
3194
iShares Core MSCI International Developed Markets ETF
IDEV
$31.1B
$78K ﹤0.01%
1,350
+310
+30% +$17.6K
MOTI icon
3195
VanEck Morningstar International Moat ETF
MOTI
$74.4M
$78K ﹤0.01%
2,432
-228
-9% -$7.23K
QLD icon
3196
ProShares Ultra QQQ
QLD
$11.7B
$78K ﹤0.01%
5,104
+2,736
+116% +$37.1K
REG icon
3197
Regency Centers
REG
$14.9B
$78K ﹤0.01%
1,243
+391
+46% +$25.7K
TIMB icon
3198
TIM SA
TIMB
$9.1B
$78K ﹤0.01%
4,009
+3,483
+662% +$54.9K
LGF.B
3199
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$78K ﹤0.01%
7,831
+4,520
+137% +$39K
NTUS
3200
DELISTED
Natus Medical Inc
NTUS
$78K ﹤0.01%
2,357
-205
-8% -$6.57K
126 127
128
129 130

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.